PH
Peter M. Hillerberg
ORTEX SECURITIES LLC
Loddington,
Some features on this profile are disabled
CRD#: 7615727
PH
Professional summary
Peter Mattias Hillerberg is a registered financial professional currently at ORTEX SECURITIES LLC .
Peter is registered as a RR (Registered Representative) and started their career in finance in 2023. Peter has worked at 1 firm and has passed the Series 63, Series 99TO, Series 7TO, SIE, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Peter Mattias Hillerberg's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 17, 2023 - Present
ORTEX SECURITIES LLC
BD
CRD#: 322213
Loddington,
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/14/2023)
RR
Alaska(7/14/2023)
RR
Arizona(7/21/2023)
RR
Arkansas(8/25/2023)
RR
California(1/29/2024)
RR
Colorado(6/30/2023)
RR
Connecticut(7/24/2023)
RR
Delaware(6/30/2023)
RR
District of Columbia(9/29/2023)
RR
Florida(9/22/2023)
RR
Georgia(8/15/2023)
RR
Hawaii(8/17/2023)
RR
Idaho(6/30/2023)
RR
Illinois(2/20/2024)
RR
Indiana(9/12/2023)
RR
Iowa(6/30/2023)
RR
Kansas(7/18/2023)
RR
Kentucky(6/30/2023)
RR
Louisiana(6/30/2023)
RR
Maine(8/8/2023)
RR
Maryland(8/17/2023)
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Massachusetts(3/21/2024)
RR
Michigan(7/28/2023)
RR
Minnesota(1/29/2024)
RR
Mississippi(6/30/2023)
RR
Missouri(10/2/2023)
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Montana(6/30/2023)
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Nebraska(8/10/2023)
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Nevada(7/13/2023)
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New Hampshire(11/28/2023)
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New Jersey(9/12/2023)
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New Mexico(9/11/2023)
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New York(6/30/2023)
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North Carolina(6/30/2023)
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North Dakota(9/13/2023)
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Ohio(8/8/2023)
RR
Oklahoma(6/30/2023)
RR
Oregon(7/14/2023)
RR
Pennsylvania(7/5/2023)
RR
Puerto Rico(9/8/2023)
RR
Rhode Island(6/30/2023)
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South Carolina(7/19/2023)
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South Dakota(7/6/2023)
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Tennessee(8/3/2023)
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Texas(7/27/2023)
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Utah(7/6/2023)
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Vermont(7/28/2023)
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Virgin Islands(8/31/2023)
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Virginia(7/14/2023)
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Washington(7/3/2023)
RR
West Virginia(6/30/2023)
RR
Wisconsin(7/24/2023)
RR
Wyoming(6/30/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 4/17/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 7TO
Date: 1/13/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
OS
ORTEX SECURITIES LLC
ORTEX SECURITIES LLC
CRD#: 322213 / SEC#: , 8-70978
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
11 Park Place, New York, NY 10007
Mailing Address
720 Lucerne Avenue # 901, Lake Worth Beach, FL 33460
Phone number
+1 (212) 686-1630
Established
Delaware since 05/03/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ORTEX TECHNOLOGIES LTD | SHAREHOLDER | |
| HILLERBERG, PETER MATTIAS | CEO/CCO/ROP | 7615727 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
