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Owen J. Weathersby

DASH PRIME LLC
West Palm Beach, FL 33401
Some features on this profile are disabled
CRD#: 7615416
OW

Professional summary

Owen James Weathersby is a registered financial professional currently at DASH PRIME LLC located in West Palm Beach, Florida.

Owen is registered as a RR (Registered Representative) and started their career in finance in 2022. Owen has worked at 1 firm and has passed the Series 63, Series 3, Series 57TO, Series 7TO, SIE and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Owen James Weathersby's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 20, 2022 - Present

DASH PRIME LLC

Office #1: 319 Clematis Street Suite 1004, West Palm Beach, FL 33401
BD
CRD#: 41257
West Palm Beach, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(9/20/2022)
RR
Illinois
(10/2/2022)

Exams

State Security Law Exam
RR
Series 63
Date: 9/30/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 3
Date: 1/20/2023
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 57TO
Date: 11/1/2022
Securities Trader Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/20/2022
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 8/16/2022
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/2/2023
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

DP
DASH PRIME LLC
DASH PRIME LLC | EROOM SECURITIES L.L.C.

CRD#: 41257 / SEC#: , 8-49339

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
200 South Wacker Drive Suite 2450, Chicago, IL 60606
Mailing Address
200 South Wacker Drive Suite 2450, Chicago, IL 60606
Phone number
(312) 690-2500
Established
Delaware since 05/16/1996
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (31 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
DFT INTERMEDIATE LLCMANAGING MEMBER
CARRICO, JOHN COLLINPRESIDENT, COO, CFO, FINOP & SROP/CROP2803922
GAPPA, PAUL GLENNCHIEF COMPLIANCE OFFICER2694836

Disclosures

Regulatory Event6

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DASH PRIME LLC

CRD#: 41257West Palm Beach, FL 33401

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