Scott C. Welch

PHD RETIREMENT CONSULTING | Financial Advisor

OVERLAND PARK, KS 66223-2231

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CRD#: 7615368

Professional summary

Scott Christopher Welch, who also goes by Scott C Welch, Scott Welch, is a registered financial advisor currently at PHD RETIREMENT CONSULTING located in Overland Park, Kansas.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Scott has worked at 2 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Scott C Welch | Scott Welch

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Christopher Welch's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 2, 2024 - Present

PHD RETIREMENT CONSULTING

Office #1: 7111 W 151st Street Suite 175, Overland Park, KS 66223-2231

RIA

CRD#: 304989

OVERLAND PARK, KS

Past

May 18, 2023 - July 11, 2024

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

Leawood, KS

Past

May 3, 2023 - July 11, 2024

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Leawood, KS

Past

December 17, 2022 - February 2, 2023

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Leawood, KS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PHD RETIREMENT CONSULTING

PHD CONSULTING LLC | PHD RETIREMENT CONSULTING

CRD#: 304989 / SEC#: 801-117154

RIA

Registered Investment Advisory firm - (8/12/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kansas
(7/2/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/3/2023

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/10/2023

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/17/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 11/4/2022

Securities Industry Essentials Examination

Current Firm

PHD RETIREMENT CONSULTING

PHD CONSULTING LLC | PHD RETIREMENT CONSULTING

CRD#: 304989 / SEC#: 801-117154

RIA

Registered Investment Advisory firm - (8/12/2019 Approved)

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Contact information

Main Address

7111 W 151st Street Suite 175, Overland Park, KS 66223-2231

Mailing Address

Phone number

(844) 743-4015

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

PHD RETIREMENT CONSULTING - ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	56
AUM (Assets Under Management)	$ 398,423,921

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Firm Stability Insights

Scott C. Welch

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Christopher Welch's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

PHD RETIREMENT CONSULTING

State Registrations and Notice Filings

Exams

Series 66

Date: 4/3/2023

Series 63

Date: 3/10/2023

Series 7TO

Date: 12/17/2022

SIE

Date: 11/4/2022

Current Firm

PHD RETIREMENT CONSULTING

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PHD RETIREMENT CONSULTING

TRUST BUT VERIFY

Contact information

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