En Ming Liu
Professional Summary
En Ming Liu, who also goes by Bill Liu, is a registered financial advisor currently at OLD MISSION CAPITAL, LLC located in Chicago, Illinois. En Ming is registered as a RR (Registered Representative) and started their career in finance in 2025. En Ming has worked at 1 firm and has passed the Series 57TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
En Ming Liu, Bill Liu
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Videos & Posts
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Contact Information
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
1 years registered in the securities industry
Current & Past Employments
Current
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Current Firm
OLD MISSION CAPITAL, LLC
Contact Information
Main Address
1 N. Dearborn St. 8th Floor, Chicago, IL 60602Mailing Address
1 N. Dearborn St. 8th Floor, Chicago, IL 60602Phone Number
(312) 235-5371Established
Illinois since 03/19/2008Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
MediumDocuments
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
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Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view En Ming Liu's CRS (Customer Relationship Summary).
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