AW
Alexandra M. Winrow
CLARION PARTNERS SECURITIES
New York, NY 10010
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CRD#: 7613559
AW
Professional summary
Alexandra Marie Winrow, who also goes by Alexandra Marie Mazzeo, is a registered financial professional currently at CLARION PARTNERS SECURITIES, LLC located in New York, New York and FRANKLIN DISTRIBUTORS, LLC located in New York, New York.
Alexandra is registered as a RR (Registered Representative) and started their career in finance in 2022. Alexandra has worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Alexandra Marie Mazzeo
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Alexandra Marie Winrow's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 18, 2022 - Present
CLARION PARTNERS SECURITIES, LLC
Office #1: One Madison Avenue 14th Floor, New York, NY 10010Office #2: One Madison Avenue 14th Floor, New York, NY 10010BD
CRD#: 166384
New York, NY
Current
January 30, 2024 - Present
FRANKLIN DISTRIBUTORS, LLC
Office #1: One Madison Avenue, New York, NY 10010BD
CRD#: 109064
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/30/2024)
RR
Alaska(1/2/2025)
RR
Arizona(1/30/2024)
RR
Arkansas(1/30/2024)
RR
California(1/30/2024)
RR
Colorado(1/30/2024)
RR
Connecticut(1/30/2024)
RR
Delaware(1/30/2024)
RR
District of Columbia(1/30/2024)
RR
Florida(1/30/2024)
RR
Georgia(1/30/2024)
RR
Hawaii(1/30/2024)
RR
Idaho(1/30/2024)
RR
Illinois(1/30/2024)
RR
Indiana(1/30/2024)
RR
Iowa(1/30/2024)
RR
Kansas(1/30/2024)
RR
Kentucky(1/30/2024)
RR
Louisiana(1/30/2024)
RR
Maine(1/30/2024)
RR
Maryland(1/30/2024)
RR
Massachusetts(1/30/2024)
RR
Michigan(1/30/2024)
RR
Minnesota(1/30/2024)
RR
Mississippi(1/30/2024)
RR
Missouri(1/30/2024)
RR
Montana(1/30/2024)
RR
Nebraska(1/30/2024)
RR
Nevada(8/20/2025)
RR
New Hampshire(1/30/2024)
RR
New Jersey(1/30/2024)
RR
New Mexico(1/30/2024)
RR
New York(8/26/2022)
RR
North Carolina(8/20/2025)
RR
North Dakota(1/30/2024)
RR
Ohio(1/31/2024)
RR
Oklahoma(1/30/2024)
RR
Oregon(1/30/2024)
RR
Pennsylvania(1/30/2024)
RR
Puerto Rico(1/2/2025)
RR
Rhode Island(1/30/2024)
RR
South Carolina(1/30/2024)
RR
South Dakota(1/30/2024)
RR
Tennessee(1/30/2024)
RR
Texas(1/30/2024)
RR
Utah(1/30/2024)
RR
Vermont(1/30/2024)
RR
Virginia(1/30/2024)
RR
Washington(1/30/2024)
RR
West Virginia(1/30/2024)
RR
Wisconsin(1/30/2024)
RR
Wyoming(1/30/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/18/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FD
FRANKLIN DISTRIBUTORS, LLC
FRANKLIN DISTRIBUTORS, LLC | UNIFIED DISTRIBUTORS LLC | LEGG MASON INVESTORS SERVICES, LLC | LEGG MASON INVESTOR SERVICES, LLC | LATINVALLEY SECURITIES LLC
CRD#: 109064 / SEC#: , 8-53089
BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information
Main Address
One Franklin Parkway, San Mateo, CA 94403
Mailing Address
1201 Wills Street, Baltimore, MD 21231
Phone number
(800) 632-2350
Established
Delaware since 12/01/2000
Firm type
Limited Liability Company
Fiscal year end
September
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
