Lucas Mclatchy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lucas Mclatchy, who also goes by Lucas Alexander Mclatchy, was a registered financial professional .
Lucas is a previously registered financial professional and started their career in finance in 2024. Lucas had worked at 3 firms and has passed the Series 66, Series 7TO, Series 87, Series 86 and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 27, 2025 - April 2, 2026
ZERMATT WEALTH PARTNERS
September 26, 2024 - April 14, 2025
RAYMOND JAMES & ASSOCIATES, INC.
July 8, 2024 - April 14, 2025
RAYMOND JAMES & ASSOCIATES, INC.
March 25, 2024 - April 2, 2024
SUSQUEHANNA FINANCIAL GROUP, LLLP
Primary Firm SEC Registration
ZERMATT WEALTH PARTNERS
CRD#: 105736 / SEC#: 801-17502
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 8/2/2024
General Securities Representative ExaminationCurrent Firm
ZERMATT WEALTH PARTNERS
CRD#: 105736 / SEC#: 801-17502
Contact information
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 254 |
| AUM (Assets Under Management) | $ 116,022,167 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
