Lucas A. Mclatchy

ZERMATT WEALTH PARTNERS

Wilmington, NC 28403

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CRD#: 7613442

Professional summary

Lucas Alexander Mclatchy, who also goes by Lucas Alexander Mclatchy, is a registered financial advisor currently at ZERMATT WEALTH PARTNERS located in Wilmington, North Carolina.

Lucas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Lucas has worked at 3 firms and has passed the Series 66, Series 7TO, Series 87, Series 86 and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lucas Alexander Mclatchy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lucas Alexander Mclatchy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 27, 2025 - Present

ZERMATT WEALTH PARTNERS

Office #1: 1427 Military Cuttoff Rd Suite 206, Wilmington, NC 28403

RIA

CRD#: 105736

Wilmington, NC

Past

September 26, 2024 - April 14, 2025

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

CHARLOTTE, NC

Past

July 8, 2024 - April 14, 2025

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

CHARLOTTE, NC

Past

March 25, 2024 - April 2, 2024

SUSQUEHANNA FINANCIAL GROUP, LLLP

CRD#: 35865

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ZERMATT WEALTH PARTNERS

CRD#: 105736 / SEC#: 801-17502

RIA

Registered Investment Advisory firm - (8/18/1982 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(3/27/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/20/2024

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 8/2/2024

General Securities Representative Examination

General Industry/Product Exam

Series 87

Date: 3/25/2024

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 86

Date: 2/13/2024

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

SIE

Date: 12/11/2023

Securities Industry Essentials Examination

Current Firm

ZERMATT WEALTH PARTNERS

CRD#: 105736 / SEC#: 801-17502

RIA

Registered Investment Advisory firm - (8/18/1982 Approved)

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Contact information

Main Address

2251 San Diego Ave. Suite B-257, San Diego, CA 92110

Mailing Address

Phone number

(619) 491-0225

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ZERMATT WEALTH PARTNERS ADV PART 2A (3/31/2025)

WFA WEALTH MANAGERS ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	254
AUM (Assets Under Management)	$ 116,022,167

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Lucas A. Mclatchy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lucas Alexander Mclatchy's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES & ASSOCIATES, INC.

RAYMOND JAMES & ASSOCIATES, INC.

SUSQUEHANNA FINANCIAL GROUP, LLLP

Primary Firm SEC Registration

ZERMATT WEALTH PARTNERS

State Registrations and Notice Filings

Exams

Series 66

Date: 9/20/2024

Series 7TO

Date: 8/2/2024

Series 87

Date: 3/25/2024

Series 86

Date: 2/13/2024

SIE

Date: 12/11/2023

Current Firm

ZERMATT WEALTH PARTNERS

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ZERMATT WEALTH PARTNERS

TRUST BUT VERIFY

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