AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
SA

Suyeon An

SAMSUNG SECURITIES (AMERICA)
New York, NY 10019
Some features on this profile are disabled
CRD#: 7613426
SA

Professional summary

Suyeon An is a registered financial professional currently at SAMSUNG SECURITIES (AMERICA), INC. located in New York, New York.

Suyeon is registered as a RR (Registered Representative) and started their career in finance in 2022. Suyeon has worked at 1 firm and has passed the SIE, Series 7TO and Series 27 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Suyeon An's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 6, 2022 - Present

SAMSUNG SECURITIES (AMERICA), INC.

Office #1: 1330 Avenue Of The Americas Suite 1020, New York, NY 10019
BD
CRD#: 43432
New York, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 12/15/2025
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7TO
Date: 12/8/2025
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 27
Date: 9/6/2022
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

SS
SAMSUNG SECURITIES (AMERICA), INC.
SAMSUNG SECURITIES (AMERICA), INC.

CRD#: 43432 / SEC#: , 8-50272

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Loading...

Contact information

Main Address
1330 Avenue Of The Americas Suite 1020, New York, NY 10019
Mailing Address
1330 Avenue Of The Americas Suite 1020, New York, NY 10019
Phone number
(212) 707-6800
Established
Delaware since 02/14/1997
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (9 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
SAMSUNG SECURITIES COMPANY LTDPARENT
AN, SUYEONFINOP7613426
IGNALL, EVAN TODDCHIEF COMPLIANCE OFFICER2039007
JUNG, JIYOUNGCEO, HEAD OF OFFICE8040583

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SAMSUNG SECURITIES (AMERICA), INC.

CRD#: 43432New York, NY 10019

TRUST BUT VERIFY

Monitor Suyeon An

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Elizabeth Katz Miller
Elizabeth MillerAdvisorCheck Check Mark
SUMMIT PLACE FINANCIAL ADVISORS, LLC
IAR
Summit, NJ
Richard Gaspare Dragotta
Richard DragottaAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
Paramus, NJ
Anthony J. Macagna
Anthony MacagnaAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
PARAMUS, NJ
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.