John M. Candy

LD LOWE WEALTH ADVISORY

RICHARDSON, TX 75081

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CRD#: 7613190

Professional summary

John Michael Candy is a registered financial advisor currently at LD LOWE WEALTH ADVISORY located in Richardson, Texas.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. John has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Michael Candy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 12, 2025 - Present

LD LOWE WEALTH ADVISORY

Office #1: 1100 East Campbell Road Suite 200, Richardson, TX 75081

RIA

CRD#: 136596

RICHARDSON, TX

Past

March 27, 2024 - September 16, 2025

OSAIC WEALTH, INC.

RIA

CRD#: 23131

SCOTTSDALE, AZ

Past

October 13, 2023 - September 16, 2025

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LD LOWE WEALTH ADVISORY

CRD#: 136596 / SEC#: 801-64775

RIA

Registered Investment Advisory firm - (10/7/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(11/12/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/22/2024

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 10/12/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 6/20/2023

Securities Industry Essentials Examination

Current Firm

LD LOWE WEALTH ADVISORY

CRD#: 136596 / SEC#: 801-64775

RIA

Registered Investment Advisory firm - (10/7/2005 Approved)

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Contact information

Main Address

1100 East Campbell Road Suite 200, Richardson, TX 75081

Mailing Address

Phone number

(972) 335-2523

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LD LOWE FIRM DISCLOSURE BROCHURE AND WRAP BROCHURE (3/25/2025)

Regulatory assets under management

Total Number of Accounts	684
AUM (Assets Under Management)	$ 119,217,996

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John M. Candy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Michael Candy's CRS (Customer Relationship Summary).

Certified licenses

Experience

LD LOWE WEALTH ADVISORY

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

Primary Firm SEC Registration

LD LOWE WEALTH ADVISORY

State Registrations and Notice Filings

Exams

Series 66

Date: 3/22/2024

Series 7TO

Date: 10/12/2023

SIE

Date: 6/20/2023

Current Firm

LD LOWE WEALTH ADVISORY

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LD LOWE WEALTH ADVISORY

TRUST BUT VERIFY

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