Caroline E. Council
Professional summary
Caroline Elizabeth Council, who also goes by Caroline Elizabeth Council, is a registered financial professional currently at M2O PRIVATE FUND ADVISORS LLC located in White Plains, New York.
Caroline is registered as a RR (Registered Representative) and started their career in finance in 2022. Caroline has worked at 3 firms and has passed the Series 63, Series 87, Series 86, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Caroline Elizabeth Council's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 14, 2025 - Present
M2O PRIVATE FUND ADVISORS LLC
Office #1: 1 North Lexington Ave Suite 500, White Plains, NY 10601Office #2: 1 North Lexington Ave Suite 500, White Plains, NY 10601February 13, 2024 - July 23, 2025
BARCLAYS CAPITAL INC.
October 31, 2022 - November 24, 2023
BERENBERG CAPITAL MARKETS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/14/2025)
Exams
Series 7TO
Date: 10/31/2022
General Securities Representative ExaminationFINRA
Current Firm
M2O PRIVATE FUND ADVISORS LLC
CRD#: 158741 / SEC#: , 8-68917
Contact information
FINRA licenses (7 States and Territories)
Documents
Direct owners and executive officers
Red Flags
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