Eric E. Sorenson

CAPSTONE CAPITAL WEALTH ADVISORS

HENDERSON, NV 89074-7167

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CRD#: 7612182

Professional summary

Eric Edgar Sorenson, who also goes by Eric E Sorenson, Eric Sorenson Jr, is a registered financial advisor currently at CAPSTONE CAPITAL WEALTH ADVISORS located in Henderson, Nevada.

Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Eric has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

At a Glance

Always Fiduciary

Aliases

Eric E Sorenson | Eric Sorenson Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Edgar Sorenson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 2, 2026 - Present

CAPSTONE CAPITAL WEALTH ADVISORS

Office #1: 2600 Paseo Verde Parkway Ste. 150, Henderson, NV 89074-7167

RIA

CRD#: 123764

HENDERSON, NV

Past

December 6, 2023 - June 23, 2026

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

HENDERSON, NV

Past

November 2, 2023 - June 23, 2026

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

HENDERSON, NV

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAPSTONE CAPITAL WEALTH ADVISORS

CRD#: 123764 / SEC#: 801-108040

RIA

Registered Investment Advisory firm - (8/4/2016 Approved)

California

Registered Investment Advisory firm - (1/7/2018 Terminated)

Nevada

Registered Investment Advisory firm - (2/28/2018 Terminated)

Texas

Registered Investment Advisory firm - (12/8/2017 Terminated)

Utah

Registered Investment Advisory firm - (12/18/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nevada
(7/2/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/1/2023

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 11/1/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 9/26/2022

Securities Industry Essentials Examination

Current Firm

CAPSTONE CAPITAL WEALTH ADVISORS

CRD#: 123764 / SEC#: 801-108040

RIA

Registered Investment Advisory firm - (8/4/2016 Approved)

California

Registered Investment Advisory firm - (1/7/2018 Terminated)

Nevada

Registered Investment Advisory firm - (2/28/2018 Terminated)

Texas

Registered Investment Advisory firm - (12/8/2017 Terminated)

Utah

Registered Investment Advisory firm - (12/18/2017 Terminated)

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Contact information

Main Address

2600 Paseo Verde Parkway Ste. 150, Henderson, NV 89074-7167

Mailing Address

Phone number

(702) 433-7588

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CAPSTONE CAPITAL WEALTH ADVISORS ADV PART 2A ANNUAL AMENDMENT V.02.24.26 (2/24/2026)

Regulatory assets under management

Total Number of Accounts	551
AUM (Assets Under Management)	$ 408,417,345

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Eric E. Sorenson

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Edgar Sorenson's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPSTONE CAPITAL WEALTH ADVISORS

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

CAPSTONE CAPITAL WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 12/1/2023

Series 7TO

Date: 11/1/2023

SIE

Date: 9/26/2022

Current Firm

CAPSTONE CAPITAL WEALTH ADVISORS

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CAPSTONE CAPITAL WEALTH ADVISORS

TRUST BUT VERIFY

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