NH
Nathan A. Hopper
THRIVENT INVESTMENT MANAGEMENT
Fargo, ND 58104
Some features on this profile are disabled
CRD#: 7611066
NH
Professional summary
Nathan Andrew Hopper, who also goes by Nathan Hopper, is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Fargo, North Dakota.
Nathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Nathan has worked at 1 firm and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Nathan Hopper
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
FARGO MASONIC PRESERVATION ASSOCIATION POSITION: Board Member NATURE: The FMPA will research grants and foundations to help preserve the Masonic artifacts. The committee will also educate members and the public about local Masonic bodies. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/26/2023 ADDRESS: 1405 3rd St N, Fargo ND 58102, United States DESCRIPTION: Masonic education and grant research.I will abstain from any vote regarding finances or investments.I will not have check-writing authority. PHI DELTA THETA - INDIANA IOTA POSITION: Alumni Relations Advisor NATURE: Thisis a social fraternity and 501(c)(3) at Valparaiso Univ. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2020 ADDRESS: 1509 Chapel Drive, Valparaiso IN 46383, United States DESCRIPTION: I help increase alumni engagement, and interview alumni for feature stories EL ZAGAL SHRINE POSITION: Membership Chairman NATURE: El Zagal is Fargo's chapter of Shriner's International, which is the philanthropic arm of Shriners Children's INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 01/06/2024 ADDRESS: 1429 3rd St. N, Fargo ND 58102, United States DESCRIPTION: Ianswer general Shrine questions, handle incoming petitions, and plan events to attain and retain members SCOTTISH RITE HOLDING CO. BOARD OF TRUSTEES POSITION: Treasurer NATURE: The Scottish Rite Holding Co. Board of Trustees manages the Fargo Masonic Center. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/31/2025 ADDRESS: 1405 3rd St N, Fargo ND 58102, United States DESCRIPTION: Establish and monitor an annual budget for the Holding Company. I will have the authority to write checks, but not sign checks. I do not have direct access to any bank accounts. EL ZAGAL SHRINE RITUALISTIC DIVAN POSITION: Treasurer NATURE: The El Zagal Shrine isFargo's chapter of Shriner's International. The Ritualistic Divanruns the semi-annual initiation of new members. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2021 ADDRESS: 1429 3rd St N, Fargo ND 58102, United States DESCRIPTION: I field annual dues from members,provide monthly and annual financial reports.Any financial decisions are by majority vote, which I will abstain from
CRS (Client Relationship Summary) - RIA
Click below to view Nathan Andrew Hopper's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Nathan Andrew Hopper's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 29, 2022 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 3575 45th Street S Ste 104, Fargo, ND 58104RIA
BD
CRD#: 18387
Fargo, ND
Current
November 8, 2022 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 3575 45th Street S Ste 104, Fargo, ND 58104RIA
BD
CRD#: 18387
Fargo, ND
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/14/2025)
RR
Colorado(12/16/2022)
RR
District of Columbia(1/13/2023)
IAR
District of Columbia(1/23/2023)
RR
Florida(4/14/2025)
RR
Idaho(10/14/2025)
RR
Illinois(12/16/2022)
RR
Indiana(12/14/2022)
RR
Maryland(12/14/2022)
RR
Michigan(12/14/2022)
RR
Minnesota(12/16/2022)
RR
Montana(4/14/2025)
RR
New York(12/16/2022)
RR
North Dakota(11/22/2022)
IAR
North Dakota(11/29/2022)
RR
Pennsylvania(12/14/2022)
RR
South Dakota(4/14/2025)
RR
Texas(12/14/2022)
IAR
Texas(12/14/2022)
RR
Virginia(7/21/2023)
RR
Wisconsin(10/14/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 11/8/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
THRIVENT INVESTMENT MANAGEMENT INC.
CRD#: 18387Fargo, ND 58104TRUST BUT VERIFY
Monitor Nathan Hopper
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
