Dachuan Yan
Professional Summary
Dachuan Yan, who also goes by Derek Yan, Vera Yan, is a registered financial advisor currently at IMC FINANCIAL MARKETS located in Chicago, Illinois. Dachuan is registered as a RR (Registered Representative) and started their career in finance in 2023. Dachuan has worked at 1 firm and has passed the Series 57TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Dachuan Yan, Derek Yan, Vera Yan
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Videos & Posts
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Contact Information
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
4 years registered in the securities industry
Current & Past Employments
Current
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Current Firm
HOLLAND TRADING HOUSE LLC | IMC-CHICAGO, LLC | IMC FINANCIAL MARKETS
Contact Information
Main Address
233 South Wacker Drive #4300, Chicago, IL 60606Mailing Address
233 South Wacker Drive #4300, Chicago, IL 60606Phone Number
(312) 244-3300Established
Illinois since 04/27/2000Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
LargeDocuments
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
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Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Dachuan Yan's CRS (Customer Relationship Summary).
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