AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
AO

Anthony B. Okun

CAPITAL PLANNING ADVISORS LLC
Roseville, CA 95661
Some features on this profile are disabled
CRD#: 7610672
AO

Professional summary

Anthony Bertuol Okun Mr. is a registered financial advisor currently at CAPITAL PLANNING ADVISORS LLC located in Roseville, California.

Anthony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Anthony has worked at 1 firm and has passed the Series 65 and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Bertuol Okun Mr.'s CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 24, 2022 - Present

CAPITAL PLANNING ADVISORS LLC

Office #1: 1420 Rocky Ridge Drive #140, Roseville, CA 95661
RIA
CRD#: 170266
Roseville, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CP
CAPITAL PLANNING ADVISORS LLC
CAPITAL PLANNING ADVISORS LLC

CRD#: 170266 / SEC#: 801-79170

RIA
Registered Investment Advisory firm - (2/28/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(10/24/2022)

Exams

State Security Law Exam
IAR
Series 65
Date: 10/24/2022
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 2/11/2022
Securities Industry Essentials Examination

Current Firm

CP
CAPITAL PLANNING ADVISORS LLC
CAPITAL PLANNING ADVISORS LLC

CRD#: 170266 / SEC#: 801-79170

RIA
Registered Investment Advisory firm - (2/28/2014 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
1420 Rocky Ridge Drive #140, Roseville, CA 95661
Mailing Address
Phone number
(916) 286-7650
Established
Firm type
Fiscal year end
# of Employees
10

SEC notice filing (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CAPITAL PLANNING ADVISORS LLC 1-30-14 (7/28/2025)

Regulatory assets under management

Total Number of Accounts1,144
AUM (Assets Under Management)$ 1,376,377,609

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CAPITAL PLANNING ADVISORS LLC

CRD#: 170266Roseville, CA 95661

TRUST BUT VERIFY

Monitor Anthony Okun

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Jesus Martinez Zepeda
Jesus ZepedaAdvisorCheck Check Mark
PFS INVESTMENTS INC.
RR
SACRAMENTO, CA
KC
Kenneth ChristieAdvisorCheck Check Mark
SPECTRUM WEALTH ADVISORY GROUP, LLC
IAR
RR
Granite Bay, CA
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.