Alexander F. Lippitt

LAKEWOOD FINANCIAL GROUP

Evanston, IL

Some features on this profile are disabled

CRD#: 7610217

Professional summary

Alexander Farnum Lippitt III, who also goes by Alexander Farnum Lippitt, is a registered financial advisor currently at LAKEWOOD FINANCIAL GROUP, LLC located in Evanston, Illinois.

Alexander is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Alexander has worked at 2 firms and has passed the Series 3 exam.

At a Glance

Always Fiduciary

Aliases

Alexander Farnum Lippitt

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alexander Farnum Lippitt III's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 15, 2026 - Present

LAKEWOOD FINANCIAL GROUP, LLC

RIA

CRD#: 339568

Evanston, IL

Past

August 19, 2022 - February 2, 2026

NORTHEAST FINANCIAL GROUP, INC.

RIA

CRD#: 122609

Evanston, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(1/15/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 3

Date: 12/22/2015

National Commodity Futures Examination

Current Firm

LAKEWOOD FINANCIAL GROUP, LLC

CRD#: 339568 / SEC#:

Pennsylvania

Registered Investment Advisory firm - (1/15/2026 Approved)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Tafton, PA

Mailing Address

Phone number

(724) 989-2142

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Guy Peel

OSAIC WEALTH, INC.

IAR

HELENA, MT

Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

IAR

ESTERO, FL

Jeffrey Meotti

MORGAN STANLEY

IAR

MADISON, CT

Why AdvisorCheck

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Alexander F. Lippitt

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alexander Farnum Lippitt III's CRS (Customer Relationship Summary).

Certified licenses

Experience

LAKEWOOD FINANCIAL GROUP, LLC

NORTHEAST FINANCIAL GROUP, INC.

State Registrations and Notice Filings

Exams

Series 3

Date: 12/22/2015

Current Firm

LAKEWOOD FINANCIAL GROUP, LLC

Contact information

Documents

Red Flags

Company Information

LAKEWOOD FINANCIAL GROUP, LLC

TRUST BUT VERIFY

Similar Advisors