KP
Kekoa Pfau
GPS WEALTH STRATEGIES GROUP
Centennial, CO 80122
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CRD#: 7609021
KP
Professional summary
Kekoa Pfau is a registered financial advisor currently at GPS WEALTH STRATEGIES GROUP, LLC located in Centennial, Colorado and LPL FINANCIAL LLC located in Centennial, Colorado.
Kekoa is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Kekoa has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 02/08/2023 - Aspen Wealth Management - DBA for LPL Business (entity for LPL business) - INV REL - AT REPORTED BUSINESS LOCATION(S) - Start Date: 12/21/2022 2)02/08/2023 - The Living Mane, LLC - NOT INV REL - Business Owner - Cosmetology company - Snowflake, AZ - START 04/01/2022. 3)06/07/2023 - Aspen Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Rep - Start Date 10/18/2022 - 160 Hours Per Month/ 8 Hours During Securities Trading - Time Spent 100% 4)06/07/2023 - GPS Welath Strategies Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Advisor - Start Date 10/18/2022 - 160 Hours Per Month/ 8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through GPS Welath Strategies Group, LLC, an independent investment advisor firm. I started this business activity in 10/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 10/07/2024 - Real Estate Rental - Investment Related - Westminster, CO - Start Date 08/23/2024 - 2 Hours per Month/ 0 Hours During Trading 6) 01/28/2025 - Freedom Chat - Not Investment Related - Outside/W-2 Employment - Home Based - Start Date:02/03/2025 - 80 Hrs/Mth - 10 Hrs During Trading. 7) 09/18/2025 - Motive Works - Not Investment Related - Other - Website Creation - Online - Start Date:09/08/2025 - 18 Hrs/Mth - 0 Hrs During Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Kekoa Pfau's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 2, 2023 - Present
GPS WEALTH STRATEGIES GROUP, LLC
Office #1: 3939 East Arapahoe Rd. Suite 10, Centennial, CO 80122RIA
CRD#: 285507
Centennial, CO
Current
March 30, 2023 - Present
LPL FINANCIAL LLC
Office #1: 3939 E Arapahoe Rd Ste 100, Centennial, CO 80122-2075RIA
BD
CRD#: 6413
Centennial, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GW
GPS WEALTH STRATEGIES GROUP, LLC
ARROW WEALTH MANAGEMENT | WILL SAVAGE WEALTH MANAGEMENT | TRUE WEALTH ADVISORS, INC. | MOUNTAIN HIGH WEALTH MANAGEMENT | MONEY & MINDFULNESS | MIKEE OH, YOUR KEY TO RETIREMENT | JOEL D. ANDREWS, LLC. | GPS WEALTH STRATEGIES GROUP, LLC | GORE FINANCIAL MANAGEMENT, INC. | COLUMBINE WEALTH ADVISORS LLC | ASPEN WEALTH MANAGEMENT, INC.
CRD#: 285507 / SEC#: 801-108848
RIA
Registered Investment Advisory firm - (1/3/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/12/2023)
RR
Colorado(5/31/2023)
IAR
Colorado(6/2/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/30/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GW
GPS WEALTH STRATEGIES GROUP, LLC
ARROW WEALTH MANAGEMENT | WILL SAVAGE WEALTH MANAGEMENT | TRUE WEALTH ADVISORS, INC. | MOUNTAIN HIGH WEALTH MANAGEMENT | MONEY & MINDFULNESS | MIKEE OH, YOUR KEY TO RETIREMENT | JOEL D. ANDREWS, LLC. | GPS WEALTH STRATEGIES GROUP, LLC | GORE FINANCIAL MANAGEMENT, INC. | COLUMBINE WEALTH ADVISORS LLC | ASPEN WEALTH MANAGEMENT, INC.
CRD#: 285507 / SEC#: 801-108848
RIA
Registered Investment Advisory firm - (1/3/2017 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6484 South Quebec Street, Centennial, CO 80111
Mailing Address
Phone number
(720) 414-5412
Established
Firm type
Fiscal year end
# of Employees
48
SEC notice filing (37 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,385 |
| AUM (Assets Under Management) | $ 1,415,526,316 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
