Nathaniel J. Kleypas
Professional summary
Nathaniel J Kleypas, who also goes by Nate Kleypas, Nathaniel James Kleypas, is a registered financial professional currently at ARTIST CAPITAL LLC located in New York, New York.
Nathaniel is registered as a RR (Registered Representative) and started their career in finance in 2023. Nathaniel has worked at 2 firms and has passed the Series 63, Series 7TO, Series 79TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nathaniel J Kleypas's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 27, 2026 - Present
ARTIST CAPITAL LLC
Office #1: 20 West 55th Street 11th Floor, New York, NY 10019Office #2: 20 West 55th Street 11th Floor, New York, NY 10019January 26, 2024 - December 8, 2025
TRUIST SECURITIES, INC.
August 21, 2023 - November 16, 2023
TRUIST SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/27/2026)
(5/27/2026)
Exams
Series 7TO
Date: 9/8/2023
General Securities Representative ExaminationSeries 79TO
Date: 8/21/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
ARTIST CAPITAL LLC
CRD#: 153937 / SEC#: , 8-68598
Contact information
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.