David M. Egeland
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Melvin Egeland, who also goes by Dave Egeland, David M Egeland, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1973. David had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 14, 2018 - June 10, 2019
DAVID M. EGELAND FINANCIAL SERVICES
January 9, 2014 - December 31, 2020
OSAIC SERVICES, INC.
October 31, 2005 - December 31, 2020
OSAIC SERVICES, INC.
May 19, 1992 - October 31, 2005
SUNAMERICA SECURITIES, INC.
June 26, 1980 - May 19, 1992
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
August 1, 1973 - June 13, 1980
AMERICAN EXPRESS FINANCIAL CORPORATION
August 1, 1973 - June 13, 1980
AMERIPRISE FINANCIAL SERVICES, LLC
August 1, 1973 - June 13, 1980
IDS LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 7/26/1973
Registered Representative ExaminationCurrent Firm
DAVID M. EGELAND FINANCIAL SERVICES
CRD#: 115716 / SEC#:
Contact information
Red Flags
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