SH
Spencer R. Henderson
AEQUITAS INVESTMENT ADVISORS
Hingham, MA 02043
Some features on this profile are disabled
CRD#: 7607430
SH
Professional summary
Spencer Robinson Henderson is a registered financial advisor currently at AEQUITAS INVESTMENT ADVISORS, LLC located in Hingham, Massachusetts.
Spencer is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Spencer has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Spencer Robinson Henderson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 3, 2022 - Present
AEQUITAS INVESTMENT ADVISORS, LLC
Office #1: 175 Derby St Suite 24, Hingham, MA 02043RIA
CRD#: 127625
Hingham, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AI
AEQUITAS INVESTMENT ADVISORS, LLC
AEQUITAS INVESTMENT ADVISORS | HENDERSON, WARNER ARMS | AEQUITAS INVESTMENT ADVISORS, LLC
CRD#: 127625 / SEC#: 801-110328
RIA
Registered Investment Advisory firm - (5/4/2017 Approved)Massachusetts
Registered Investment Advisory firm - (7/31/2017 Terminated)New Hampshire
Registered Investment Advisory firm - (2/21/2018 Terminated)New York
Registered Investment Advisory firm - (3/29/2018 Terminated)Texas
Registered Investment Advisory firm - (3/29/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Massachusetts(8/8/2022)
IAR
New Hampshire(8/3/2022)
Exams
Current Firm
AI
AEQUITAS INVESTMENT ADVISORS, LLC
AEQUITAS INVESTMENT ADVISORS | HENDERSON, WARNER ARMS | AEQUITAS INVESTMENT ADVISORS, LLC
CRD#: 127625 / SEC#: 801-110328
RIA
Registered Investment Advisory firm - (5/4/2017 Approved)Massachusetts
Registered Investment Advisory firm - (7/31/2017 Terminated)New Hampshire
Registered Investment Advisory firm - (2/21/2018 Terminated)New York
Registered Investment Advisory firm - (3/29/2018 Terminated)Texas
Registered Investment Advisory firm - (3/29/2018 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
175 Derby St Suite 24, Hingham, MA 02043
Mailing Address
Phone number
(781) 740-1199
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,266 |
| AUM (Assets Under Management) | $ 766,011,825 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/08/2024 | ||
| 11/22/2023 | ||
| 09/14/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
AEQUITAS INVESTMENT ADVISORS, LLC
CRD#: 127625Hingham, MA 02043TRUST BUT VERIFY
Monitor Spencer Henderson
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
