Tyler D. Stearnes
Professional summary
Tyler David Stearnes, who also goes by Tyler D Stearnes, Tyler Stearnes, is a registered financial advisor currently at VANGUARD ADVISERS, INC. located in Plano, Texas and VANGUARD MARKETING CORPORATION located in Plano, Texas.
Tyler is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Tyler has worked at 6 firms and has passed the Series 66, Series 7TO and SIE exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Tyler David Stearnes's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 20, 2026 - Present
VANGUARD ADVISERS, INC.
Office #1: 7900 Windrose Ave, Plano, TX 75024August 20, 2026 - Present
VANGUARD MARKETING CORPORATION
Office #1: 7900 Windrose Ave, Plano, TX 75024January 8, 2026 - June 24, 2026
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
January 8, 2026 - June 24, 2026
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
March 31, 2025 - December 26, 2025
STRATEGIC ADVISERS LLC
January 13, 2023 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
November 3, 2022 - December 26, 2025
FIDELITY BROKERAGE SERVICES LLC
Primary Firm SEC Registration
VANGUARD ADVISERS, INC.
CRD#: 106715 / SEC#: 801-49601
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/20/2026)
(8/20/2026)
Exams
Series 7TO
Date: 11/3/2022
General Securities Representative ExaminationFINRA
Current Firm
VANGUARD ADVISERS, INC.
CRD#: 106715 / SEC#: 801-49601
Contact information
SEC notice filing (53 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 698,843 |
| AUM (Assets Under Management) | $ 300,434,933,763 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/24/2025 | ||
| 10/23/2024 | ||
| 06/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VANGUARD ADVISERS, INC.
CRD#: 106715Plano, TX 75024TRUST BUT VERIFY
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