HH
Hector Horcajada Romay
ANDBANC ADVISORY LLC
Miami, FL 33131
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CRD#: 7606549
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Professional summary
Hector Horcajada Romay is a registered financial advisor currently at ANDBANC ADVISORY LLC located in Miami, Florida and ANDBANC BROKERAGE, LLC located in Miami, Florida.
Hector is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Hector has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sunrise Padel LLC., is an investment related company, located in Miami, FL. Since Feb. 2023, this is a passive investment and Mr. Horcajada devotes no time to this business. Mr. Horcajada supports the Portfolio Management Team associated with Andbanc Advisory, LLC (affiliated investment related business), located at 201 S Biscayne Blvd. Miami FL. Mr. Horcajada splits his time between Andbanc Brokerage and Andbanc Advisory, reviewing portfolios devoting substantially all of hist time to theses businesses during market hours.
CRS (Client Relationship Summary) - RIA
Click below to view Hector Horcajada Romay's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 25, 2025 - Present
ANDBANC ADVISORY LLC
Office #1: 201 S. Biscayne Blvd. Suite 1100, Miami, FL 33131RIA
CRD#: 150463
Miami, FL
Current
March 24, 2023 - Present
ANDBANC BROKERAGE, LLC
Office #1: 201 S. Biscayne Boulevard, Suite 1100, Miami, FL 33131BD
CRD#: 155979
Miami, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
ANDBANC ADVISORY LLC
ANDBANC ADVISORY LLC | SEA CAPITAL ADVISORS LLC | NAME1001
CRD#: 150463 / SEC#: 801-79716
RIA
Registered Investment Advisory firm - (5/19/2014 Approved)Florida
Registered Investment Advisory firm - (6/30/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(3/24/2023)
IAR
Florida(7/25/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/23/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AA
ANDBANC ADVISORY LLC
ANDBANC ADVISORY LLC | SEA CAPITAL ADVISORS LLC | NAME1001
CRD#: 150463 / SEC#: 801-79716
RIA
Registered Investment Advisory firm - (5/19/2014 Approved)Florida
Registered Investment Advisory firm - (6/30/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
201 S. Biscayne Blvd. Suite 1100, Miami, FL 33131
Mailing Address
Phone number
(305) 702-0601
Established
Firm type
Fiscal year end
# of Employees
12
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 509 |
| AUM (Assets Under Management) | $ 871,799,895 |
Red Flags
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Company Information
ANDBANC ADVISORY LLC
CRD#: 150463Miami, FL 33131TRUST BUT VERIFY
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