Kenneth L. Mcquay

HERGENROEDER FINANCIAL ADVISORS

Timonium, MD 21093

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CRD#: 7606492

Professional summary

Kenneth Lloyd Mcquay, who also goes by Kenneth Mcquay, Ken Mcquay, is a registered financial advisor currently at HERGENROEDER FINANCIAL ADVISORS, INC. located in Timonium, Maryland and LPL FINANCIAL LLC located in Timonium, Maryland.

Kenneth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Kenneth has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kenneth Mcquay | Ken Mcquay

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Lloyd Mcquay's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 6, 2026 - Present

HERGENROEDER FINANCIAL ADVISORS, INC.

Office #1: 1954 Greenspring Drive Suite 230, Timonium, MD 21093

RIA

CRD#: 121278

Timonium, MD

Current

April 29, 2026 - Present

LPL FINANCIAL LLC

Office #1: 1954 Greenspring Dr Ste 230, Timonium, MD 21093

RIA

CRD#: 6413

Timonium, MD

Past

January 30, 2023 - April 15, 2026

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

BALTIMORE, MD

Past

January 17, 2023 - April 15, 2026

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

BALTIMORE, MD

Past

August 22, 2022 - September 13, 2022

EQUITABLE ADVISORS, LLC

CRD#: 6627

COLUMBIA, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HERGENROEDER FINANCIAL ADVISORS, INC.

HERGENROEDER FINANCIAL ADVISORS | HERGENROEDER FINANCIAL ADVISORS, INC.

CRD#: 121278 / SEC#: 801-80882

RIA

Registered Investment Advisory firm - (1/26/2015 Approved)

Maryland

Registered Investment Advisory firm - (2/26/2015 Terminated)

Texas

Registered Investment Advisory firm - (1/29/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Maryland
(4/29/2026)

IAR

Maryland
(5/6/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/23/2023

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 8/20/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 7/13/2022

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

HERGENROEDER FINANCIAL ADVISORS, INC.

HERGENROEDER FINANCIAL ADVISORS | HERGENROEDER FINANCIAL ADVISORS, INC.

CRD#: 121278 / SEC#: 801-80882

RIA

Registered Investment Advisory firm - (1/26/2015 Approved)

Maryland

Registered Investment Advisory firm - (2/26/2015 Terminated)

Texas

Registered Investment Advisory firm - (1/29/2015 Terminated)

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Contact information

Main Address

1954 Greenspring Drive Suite 230, Timonium, MD 21093

Mailing Address

Phone number

(410) 769-8262

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PLAIN ENGLISH BROCHURE HERGENROEDER FINANCIAL ADVISORS, INC (2/4/2026)

Regulatory assets under management

Total Number of Accounts	624
AUM (Assets Under Management)	$ 304,505,678

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kenneth L. Mcquay

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Lloyd Mcquay's CRS (Customer Relationship Summary).

Certified licenses

Experience

HERGENROEDER FINANCIAL ADVISORS, INC.

LPL FINANCIAL LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

HERGENROEDER FINANCIAL ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 1/23/2023

Series 7TO

Date: 8/20/2022

SIE

Date: 7/13/2022

FINRA

Current Firm

HERGENROEDER FINANCIAL ADVISORS, INC.

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HERGENROEDER FINANCIAL ADVISORS, INC.

TRUST BUT VERIFY

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