Christina Dierig
Professional summary
Christina Dierig, who also goes by Christina A Dierig, Christina Ann Dierig, Christina Dierig, Tina Dierig, is a registered financial professional currently at TD PRIVATE CLIENT WEALTH LLC located in New York, New York.
Christina is registered as a RR (Registered Representative) and started their career in finance in 2023. Christina has worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christina Dierig's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 13, 2026 - Present
TD PRIVATE CLIENT WEALTH LLC
Office #1: 1 Vanderbilt Avenue 23rd Floor, New York, NY 10017February 27, 2023 - April 2, 2026
FIDELITY BROKERAGE SERVICES LLC
Primary Firm SEC Registration
TD PRIVATE CLIENT WEALTH LLC
CRD#: 164484 / SEC#: 801-77771, 8-69105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/13/2026)
Exams
Series 7TO
Date: 2/27/2023
General Securities Representative ExaminationFINRA
Current Firm
TD PRIVATE CLIENT WEALTH LLC
CRD#: 164484 / SEC#: 801-77771, 8-69105
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 25,697 |
| AUM (Assets Under Management) | $ 8,255,945,350 |
Disclosures
| Regulatory Event | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 05/30/2025 | ||
| 09/27/2024 | ||
| 06/27/2023 |
Red Flags
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