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Colin J. Slider

TIGRESS FINANCIAL PARTNERS
New York, NY 10022
Some features on this profile are disabled
CRD#: 7606376
CS

Professional summary

Colin Joseph Slider is a registered financial professional currently at TIGRESS FINANCIAL PARTNERS, LLC located in New York, New York.

Colin is registered as a RR (Registered Representative) and started their career in finance in 2023. Colin has worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Colin Joseph Slider's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 20, 2023 - Present

TIGRESS FINANCIAL PARTNERS, LLC

Office #1: 410 Park Avenue 12th Floor, New York, NY 10022
RIA
BD
CRD#: 154717
New York, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 11/26/2024
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 11/20/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 5/18/2021
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

TF
TIGRESS FINANCIAL PARTNERS, LLC
TIGRESS FINANCIAL PARTNERS LLC | TIGRESS FINANCIAL PARTNERS, LLC

CRD#: 154717 / SEC#: 801-112815, 8-68671

RIA
Registered Investment Advisory firm - SEC (2/21/2024 Terminated)
Florida
Registered Investment Advisory firm - SEC (7/2/2025 Approved)
New York
Registered Investment Advisory firm - SEC (4/27/2018 Terminated)
Texas
Registered Investment Advisory firm - SEC (11/15/2023 Conditional Restricted)
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
410 Park Avenue 12th Floor, New York, NY 10022
Mailing Address
410 Park Avenue 12th Floor, New York, NY 10022
Phone number
(212) 430-8750
Established
Delaware since 05/26/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
5

FINRA licenses (35 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
TIGRESS HOLDINGS LLCMAJORITY OWNER
CHEN, CHIASHIN NMNCHIEF COMPLIANCE OFFICER2992660
DIBARTOLO, CYNTHIA DENISECHIEF EXECUTIVE OFFICER2413494
MARRONE, MICHAEL THOMASPRINCIPAL OPERATIONS OFFICER/PRINCIPAL FINANCIAL OFFICER/FINOP4859949

Regulatory assets under management

Total Number of Accounts17
AUM (Assets Under Management)$ 11,558,041

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TIGRESS FINANCIAL PARTNERS, LLC

CRD#: 154717New York, NY 10022

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