RM
Reed Mells
U.S. BANCORP ADVISORS
Des Moines, IA 50310
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CRD#: 7606047
RM
Reed MellsU.S. BANCORP ADVISORS
Professional summary
Reed Mells, who also goes by Reed Liam Mells, is a registered financial advisor currently at U.S. BANCORP ADVISORS, LLC located in Des Moines, Iowa.
Reed is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Reed has worked at 5 firms and has passed the Series 65, Series 63, Series 79TO, Series 7TO, Series 6TO and SIE exams.
Aliases
Reed Liam Mells
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Independent Insurance Brokering; Wellmark; 11/20/2024; Medicare Supplement / Humana; 11/20/2024; Medicare Supplement / United Health Care; 11/20/2024; Medicare Supplement / Blue Cross Blue Shield; 11/20/2024; Medicare Supplement / Aetna; 11/20/2024; Medicare Supplement.
CRS (Client Relationship Summary) - RIA
Click below to view Reed Mells's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Reed Mells's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 3, 2026 - Present
U.S. BANCORP ADVISORS, LLC
Office #1: 4045 Merle Hay Rd, Des Moines, IA 50310Office #2: 2500 E Euclid Ave, Des Moines, IA 50317Office #3: 4515 Fleur Dr, Des Moines, IA 50321Office #4: 300 Se Alice Rd, Waukee, IA 50263RIA
BD
CRD#: 14455
Des Moines, IA
Current
August 3, 2026 - Present
U.S. BANCORP ADVISORS, LLC
Office #1: 4045 Merle Hay Rd, Des Moines, IA 50310Office #2: 2500 E Euclid Ave, Des Moines, IA 50317Office #3: 4515 Fleur Dr, Des Moines, IA 50321Office #4: 300 Se Alice Rd, Waukee, IA 50263RIA
BD
CRD#: 14455
Des Moines, IA
Past
February 15, 2024 - August 5, 2026
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
IOWA CITY, IA
Past
January 5, 2024 - August 5, 2026
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
IOWA CITY, IA
Past
July 10, 2023 - October 30, 2023
HORTER INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 119880
Des Moines, IA
Past
March 28, 2023 - July 21, 2023
PORTFOLIO MEDICS, LLC
RIA
CRD#: 145958
Des Moines, IA
Past
October 11, 2022 - November 2, 2022
PFS INVESTMENTS INC.
RIA
CRD#: 10111
URBANDALE, IA
Past
August 19, 2022 - November 2, 2022
PFS INVESTMENTS INC.
BD
CRD#: 10111
URBANDALE, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UB
U.S. BANCORP ADVISORS, LLC
MARKET INVESTMENT SERVICES CORPORATION | UNIONBANC INVESTMENT SERVICES, LLC | UNION BANK OF CALIFORNIA NA | UBOC INVESTMENT SERVICES, INC. | UB INVESTMENT SERVICES, INC. | U.S. BANCORP ADVISORS, LLC
CRD#: 14455 / SEC#: 801-70084, 8-30706
RIA
Registered Investment Advisory firm - SEC (8/14/2009 Approved)California
Registered Investment Advisory firm - SEC (8/28/2009 Terminated)Washington
Registered Investment Advisory firm - SEC (8/24/2009 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Iowa(8/3/2026)
IAR
Iowa(8/3/2026)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 8/17/2024
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
RR
Series 7TO
Date: 1/26/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 8/19/2022
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
UB
U.S. BANCORP ADVISORS, LLC
MARKET INVESTMENT SERVICES CORPORATION | UNIONBANC INVESTMENT SERVICES, LLC | UNION BANK OF CALIFORNIA NA | UBOC INVESTMENT SERVICES, INC. | UB INVESTMENT SERVICES, INC. | U.S. BANCORP ADVISORS, LLC
CRD#: 14455 / SEC#: 801-70084, 8-30706
RIA
Registered Investment Advisory firm - SEC (8/14/2009 Approved)California
Registered Investment Advisory firm - SEC (8/28/2009 Terminated)Washington
Registered Investment Advisory firm - SEC (8/24/2009 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
800 N Brand Blvd. 16th Floor Ep-mn-n2wc, Saint Paul, MN, 55107
Mailing Address
800 N Brand Blvd. 16th Floor, Glendale, CA, 91203
Phone number
(800) 634-1100
Established
Delaware since 06/28/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
244
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| U.S. BANCORP | SOLE MEMBER | |
| BEJASA, EILEEN | SENIOR VICE PRESIDENT AND MANAGING DIRECTOR, BROKER-DEALER OPERATIONS | 7002808 |
| CANEVA, DANIEL CESAR | SVP CHIEF OPERATIONS OFFICER | 1686099 |
| CLARK, SHANNON KEITH | CHIEF FINANCIAL OFFICER | 5829700 |
| ELY, JAMES EUGENE JR. | SENIOR VICE PRESIDENT - SALES | 1843373 |
| FERGUSON, KIMBERLY NICOLE | CHIEF EXECUTIVE OFFICER AND MANAGER | 4120145 |
| LAWLOR, BETH DEDRICK | EXECUTIVE VICE PRESIDENT | 5352662 |
| ROLLAND, JODI THOMPSON | MANAGER | 2290884 |
| SALSTROM, KYLE NORMAN | CHIEF COMPLIANCE OFFICER | 5025315 |
| TRIPLETT, SHANE T | INSTITUTIONAL SALES MANAGER | 1865319 |
Regulatory assets under management
| Total Number of Accounts | 3,905 |
| AUM (Assets Under Management) | $ 1,516,483,817 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/19/2025 | ||
| 08/20/2024 | ||
| 11/28/2023 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
U.S. BANCORP ADVISORS, LLC
CRD#: 14455Des Moines, IA 50310TRUST BUT VERIFY
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