Richard K. Egan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Kevin Egan, CFP® was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1973. Richard had worked at 9 firms and has passed the Series 65, Series 63, Series 7TO, Series 99TO, SIE, Series 1, Series 14, Series 53, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1984
Experience
April 26, 2005 - October 5, 2023
BUCKMAN ADVISORY GROUP LLC
January 6, 2000 - March 19, 2024
MAYHILL AGENCY, LLC
September 29, 1998 - November 17, 2023
BUCKMAN, BUCKMAN & REID, INC.
August 19, 1994 - October 5, 1998
H.J. MEYERS & CO., INC.
December 21, 1989 - July 30, 1994
F.N. WOLF & CO., INC.
May 24, 1988 - June 5, 1990
HIBBARD BROWN & CO., INC.
February 2, 1987 - May 28, 1988
SHERWOOD CAPITAL, INC.
November 4, 1974 - February 2, 1987
FIRST JERSEY SECURITIES, INC.
May 3, 1973 - December 1, 1974
MAYFLOWER SECURITIES CO., INC.
Primary Firm SEC Registration
BUCKMAN ADVISORY GROUP LLC
CRD#: 131688 / SEC#: 801-63540
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 1
Date: 4/30/1973
Registered Representative ExaminationCurrent Firm
BUCKMAN ADVISORY GROUP LLC
CRD#: 131688 / SEC#: 801-63540
Contact information
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 834 |
| AUM (Assets Under Management) | $ 236,142,403 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/30/2025 | ||
| 11/20/2024 | ||
| 03/04/2024 | ||
| 07/05/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
