KG
Keegan D. Guy
FILICE RETIREMENT SERVICES
San Jose, CA 95110
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CRD#: 7605152
KG
Professional summary
Keegan Daniel Guy is a registered financial advisor currently at FILICE RETIREMENT SERVICES located in San Jose, California.
Keegan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Keegan has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Ca. Insurance Agent - License Number 4175644 Sole Proprietor - 1037 Chagall Way, San Jose, CA 95138 Owner - Life and Health Insurance Sales Start date 01/2022 - 1 hour a week
CRS (Client Relationship Summary) - RIA
Click below to view Keegan Daniel Guy's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 25, 2022 - Present
FILICE RETIREMENT SERVICES
Office #1: 1762 Technology Drive Suite 226, San Jose, CA 95110RIA
CRD#: 135984
San Jose, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(7/25/2022)
Current Firm
FR
FILICE RETIREMENT SERVICES
FILICE RETIREMENT SERVICES | JENSEN FINANCIAL SERVICES, INC.
CRD#: 135984 / SEC#:
California
Registered Investment Advisory firm - (4/10/2001 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1762 Technology Drive Suite 226, San Jose, CA 95110
Mailing Address
P.o. Box 1807, San Jose, CA 95109-1807
Phone number
(408) 350-5751
Established
Firm type
Fiscal year end
# of Employees
4
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
