BH
Bryan H. Hermosillo
PRINCIPAL ADVISED SERVICES
DES MOINES, IA
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CRD#: 7604270
BH
Professional summary
Bryan H Hermosillo, who also goes by Bryan Horacio Hermosillo, Bryan Horacio Hermosillo Tarin, is a registered financial advisor currently at PRINCIPAL ADVISED SERVICES located in Des Moines, Iowa and PRINCIPAL SECURITIES, INC. located in Des Moines, Iowa.
Bryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Bryan has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bryan Horacio Hermosillo | Bryan Horacio Hermosillo Tarin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I*940276, Name of OBA: Rental Property 1 Address: Des Moines, IA Investment Related: No Position, Title, Association: Sole owner Employee Start Date:1/3/2022 No Hours: 1 Monthly No Hours during trading: 0 Duties:
CRS (Client Relationship Summary) - RIA
Click below to view Bryan H Hermosillo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 13, 2025 - Present
PRINCIPAL ADVISED SERVICES
RIA
CRD#: 297324
DES MOINES, IA
Current
January 9, 2025 - Present
PRINCIPAL SECURITIES, INC.
Office #1: 711 High St, Des Moines, IA 50392RIA
BD
CRD#: 1137
DES MOINES, IA
Past
January 10, 2025 - January 10, 2025
PRINCIPAL SECURITIES, INC.
RIA
CRD#: 1137
DES MOINES, IA
Past
November 16, 2022 - May 16, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
URBANDALE, IA
Past
September 30, 2022 - May 16, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
URBANDALE, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PRINCIPAL ADVISED SERVICES
PRINCIPAL ADVISED SERVICES | PRINCIPAL ADVISED SERVICES, LLC
CRD#: 297324 / SEC#: 801-114432
RIA
Registered Investment Advisory firm - (12/14/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/9/2025)
RR
Alaska(1/9/2025)
RR
Arizona(1/9/2025)
RR
Arkansas(1/9/2025)
RR
California(1/9/2025)
RR
Colorado(1/9/2025)
RR
Connecticut(1/9/2025)
RR
Delaware(1/9/2025)
RR
District of Columbia(1/9/2025)
RR
Florida(1/9/2025)
RR
Georgia(1/9/2025)
RR
Hawaii(1/9/2025)
RR
Idaho(1/9/2025)
RR
Illinois(1/9/2025)
RR
Indiana(1/9/2025)
RR
Iowa(1/9/2025)
IAR
Iowa(1/13/2025)
RR
Kansas(1/9/2025)
RR
Kentucky(1/9/2025)
RR
Louisiana(1/9/2025)
RR
Maine(1/9/2025)
RR
Maryland(1/9/2025)
RR
Massachusetts(1/9/2025)
RR
Michigan(1/9/2025)
RR
Minnesota(1/9/2025)
RR
Mississippi(1/9/2025)
RR
Missouri(1/9/2025)
RR
Montana(1/9/2025)
RR
Nebraska(1/9/2025)
RR
Nevada(1/9/2025)
RR
New Hampshire(1/9/2025)
RR
New Jersey(1/9/2025)
RR
New Mexico(1/9/2025)
RR
New York(1/9/2025)
RR
North Carolina(1/9/2025)
RR
North Dakota(1/9/2025)
RR
Ohio(1/9/2025)
RR
Oklahoma(1/9/2025)
RR
Oregon(1/9/2025)
RR
Pennsylvania(1/9/2025)
RR
Rhode Island(1/9/2025)
RR
South Carolina(1/9/2025)
RR
South Dakota(1/9/2025)
RR
Tennessee(1/9/2025)
RR
Texas(1/9/2025)
RR
Utah(1/9/2025)
RR
Vermont(1/9/2025)
RR
Virginia(1/9/2025)
RR
Washington(1/9/2025)
RR
West Virginia(1/9/2025)
RR
Wisconsin(1/9/2025)
RR
Wyoming(1/9/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/30/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PA
PRINCIPAL ADVISED SERVICES
PRINCIPAL ADVISED SERVICES | PRINCIPAL ADVISED SERVICES, LLC
CRD#: 297324 / SEC#: 801-114432
RIA
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Contact information
Main Address
655 9th Street, Des Moines, IA 50309
Mailing Address
711 High Street, Des Moines, IA 50392
Phone number
(866) 412-0770
Established
Firm type
Fiscal year end
# of Employees
343
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 16,940 |
| AUM (Assets Under Management) | $ 887,316,440 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/26/2025 | ||
| 10/28/2024 | ||
| 11/20/2023 | ||
| 09/22/2023 | ||
| 12/20/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
