Joseph A. Rodella

B.A. SCHROCK WEALTH MANAGEMENT

Wadsworth, OH 44281

Some features on this profile are disabled

CRD#: 7604015

Professional summary

Joseph Albert Rodella is a registered financial advisor currently at B.A. SCHROCK WEALTH MANAGEMENT located in Wadsworth, Ohio.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Joseph has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Albert Rodella's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 2, 2022 - Present

B.A. SCHROCK WEALTH MANAGEMENT

Office #1: 131 College Street, Wadsworth, OH 44281

RIA

CRD#: 304694

Wadsworth, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

B.A. SCHROCK WEALTH MANAGEMENT

B.A. SCHROCK WEALTH MANAGEMENT | B.A. SCHROCK WEALTH MANAGEMENT, INC.

CRD#: 304694 / SEC#: 801-127681

RIA

Registered Investment Advisory firm - (4/17/2023 Approved)

Ohio

Registered Investment Advisory firm - (4/20/2023 Terminated)

Pennsylvania

Registered Investment Advisory firm - (4/20/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(8/2/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/2/2022

Uniform Investment Adviser Law Examination

Current Firm

B.A. SCHROCK WEALTH MANAGEMENT

B.A. SCHROCK WEALTH MANAGEMENT | B.A. SCHROCK WEALTH MANAGEMENT, INC.

CRD#: 304694 / SEC#: 801-127681

RIA

Registered Investment Advisory firm - (4/17/2023 Approved)

Ohio

Registered Investment Advisory firm - (4/20/2023 Terminated)

Pennsylvania

Registered Investment Advisory firm - (4/20/2023 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

131 College Street, Wadsworth, OH 44281

Mailing Address

Phone number

(330) 473-1060

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

B.A. SCHROCK WEALTH MANAGEMENT ADV PART 2A (8/20/2025)

B.A. SCHROCK WEALTH MANAGEMENT ADV PART 2A APPENDIX 1 (1/30/2025)

Regulatory assets under management

Total Number of Accounts	1,149
AUM (Assets Under Management)	$ 200,762,016

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Johnson

GREAT BAY WEALTH MANAGEMENT

IAR

Roswell, GA

Tricia Garner

STATE FARM VP MANAGEMENT CORP.

BLOOMINGTON, IL

Michael Milazzo

LPL FINANCIAL LLC

IAR

SOUTHPORT, NC

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Joseph A. Rodella

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Albert Rodella's CRS (Customer Relationship Summary).

Certified licenses

Experience

B.A. SCHROCK WEALTH MANAGEMENT

Primary Firm SEC Registration

B.A. SCHROCK WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 3/2/2022

Current Firm

B.A. SCHROCK WEALTH MANAGEMENT

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

B.A. SCHROCK WEALTH MANAGEMENT

TRUST BUT VERIFY

Similar Advisors