Jesse W. Dunsmoor
Professional Summary
Jesse W. Dunsmoor, who also goes by Jesse Dunsmoor, is a registered financial advisor currently at MIDWEST PROFESSIONAL PLANNERS, LTD. located in Duluth, Minnesota. Jesse is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Jesse has worked at 1 firm and has passed the Series 65 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Jesse Dunsmoor
Similar Advisors
VERTEX PARTNERS
NYLIFE SECURITIES LLC
RAYMOND JAMES & ASSOCIATES, INC.
OSAIC WEALTH, INC.
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
VERTEX PARTNERS
NYLIFE SECURITIES LLC
RAYMOND JAMES & ASSOCIATES, INC.
OSAIC WEALTH, INC.
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
VERTEX PARTNERS
NYLIFE SECURITIES LLC
RAYMOND JAMES & ASSOCIATES, INC.
OSAIC WEALTH, INC.
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
VERTEX PARTNERS
NYLIFE SECURITIES LLC
RAYMOND JAMES & ASSOCIATES, INC.
OSAIC WEALTH, INC.
Years of Experience
4 years registered in the securities industry
Current & Past Employments
Current
Similar Advisors
VERTEX PARTNERS
NYLIFE SECURITIES LLC
RAYMOND JAMES & ASSOCIATES, INC.
OSAIC WEALTH, INC.
Current Firm
MIDWEST PROFESSIONAL PLANNERS, LTD. | MPPL FINANCIAL (DBA ONLY) | MPPL FINANCIAL
Contact Information
Main Address
2610 Stewart Avenue, Suite 100, Wausau, WI 54401Phone Number
(715) 848-3474# of Employees
29SEC notice filing (6 States and Territories)
Registered to provide investment advisory services in 6 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
2,726AUM (Assets Under Management)
$649,341,666Similar Advisors
VERTEX PARTNERS
NYLIFE SECURITIES LLC
RAYMOND JAMES & ASSOCIATES, INC.
OSAIC WEALTH, INC.
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
VERTEX PARTNERS
NYLIFE SECURITIES LLC
RAYMOND JAMES & ASSOCIATES, INC.
OSAIC WEALTH, INC.
Primary Firm SEC Registration
MIDWEST PROFESSIONAL PLANNERS, LTD. | MPPL FINANCIAL (DBA ONLY) | MPPL FINANCIAL
State Registrations and Notice Filings
(8/23/2022)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Similar Advisors
VERTEX PARTNERS
NYLIFE SECURITIES LLC
RAYMOND JAMES & ASSOCIATES, INC.
OSAIC WEALTH, INC.
CRS (Client Relationship Summary) - RIA
Click below to view Jesse W. Dunsmoor's CRS (Customer Relationship Summary).
Similar Advisors
VERTEX PARTNERS
NYLIFE SECURITIES LLC
RAYMOND JAMES & ASSOCIATES, INC.
OSAIC WEALTH, INC.