Vincent Sgro

STERLING BRIDGE FINANCIAL GROUP LLC

Palm Harbor, FL 34684

Some features on this profile are disabled

CRD#: 7603014

Professional summary

Vincent Sgro is a registered financial advisor currently at STERLING BRIDGE FINANCIAL GROUP LLC located in Palm Harbor, Florida.

Vincent is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Vincent has worked at 2 firms and has passed the Series 65, Series 6TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vincent Sgro's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 13, 2025 - Present

STERLING BRIDGE FINANCIAL GROUP LLC

Office #1: 32801 Us Highway 19 N Suite 200, Palm Harbor, FL 34684

RIA

CRD#: 304409

Palm Harbor, FL

Past

August 12, 2022 - February 2, 2024

NATIONWIDE INVESTMENT SERVICES CORPORATION

CRD#: 7110

GRANDVIEW HEIGHTS, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(1/29/2025)

IAR

Michigan
(1/13/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/13/2025

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 6TO

Date: 8/12/2022

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 4/29/2022

Securities Industry Essentials Examination

Current Firm

STERLING BRIDGE FINANCIAL GROUP LLC

CRD#: 304409 / SEC#:

Florida

Registered Investment Advisory firm - (7/24/2019 Approved)

Michigan

Registered Investment Advisory firm - (7/29/2024 Approved)

Texas

Registered Investment Advisory firm - (11/11/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

32801 Us Highway 19 N Suite 200, Palm Harbor, FL 34684

Mailing Address

Phone number

(727) 250-4130

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	639
AUM (Assets Under Management)	$ 94,694,787

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

John Valencia

LPL FINANCIAL LLC

IAR

LARGO, FL

Spiros Vassilakos

CSENGE ADVISORY GROUP, LLC

IAR

Tarpon Springs, FL

Lee Gorgas

CHARLES SCHWAB & CO., INC.

IAR

Tampa, FL

Why AdvisorCheck

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Vincent Sgro

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vincent Sgro's CRS (Customer Relationship Summary).

Certified licenses

Experience

STERLING BRIDGE FINANCIAL GROUP LLC

NATIONWIDE INVESTMENT SERVICES CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 1/13/2025

Series 6TO

Date: 8/12/2022

SIE

Date: 4/29/2022

Current Firm

STERLING BRIDGE FINANCIAL GROUP LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

STERLING BRIDGE FINANCIAL GROUP LLC

TRUST BUT VERIFY

Similar Advisors