Tsi Kei Derek Tong
Professional Summary
Tsi Kei Derek Tong, who also goes by Derek Tong, is a registered financial advisor currently at VIRTU AMERICAS LLC located in Austin, Texas. Tsi Kei Derek is registered as a RR (Registered Representative) and started their career in finance in 2022. Tsi Kei Derek has worked at 1 firm and has passed the Series 99TO, Series 7TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Derek Tong
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
4 years registered in the securities industry
Current & Past Employments
Current
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Current Firm
KCG AMERICAS LLC | VIRTU AMERICAS LLC | KNIGHT EXECUTION & CLEARING SERVICES LLC | KNIGHT CLEARING SERVICES LLC | KNIGHT CAPITAL AMERICAS LLC
Contact Information
Main Address
1633 Broadway 41st Floor, New York, NY 10019Mailing Address
1633 Broadway 41st Floor, New York, NY 10019Phone Number
(646) 682-6000Established
Delaware since 02/06/2009Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
MediumFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
79Civil Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - BD
Click below to view Tsi Kei Derek Tong's CRS (Customer Relationship Summary).
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