Joseph P. Penhallow

THE HOLLAND GROUP, RETIREMENT WEALTH ADVISORS

CLEARWATER, FL 33759

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CRD#: 7602608

Professional summary

Joseph Paul Penhallow, who also goes by Joe Penhallow, Joseph Penhallow, is a registered financial advisor currently at THE HOLLAND GROUP, RETIREMENT WEALTH ADVISORS, LLC located in Clearwater, Florida.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Joseph has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joe Penhallow | Joseph Penhallow

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Paul Penhallow's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 8, 2025 - Present

THE HOLLAND GROUP, RETIREMENT WEALTH ADVISORS, LLC

Office #1: 2637 Mc Cormick Drive Suite 101, Clearwater, FL 33759

RIA

CRD#: 326421

CLEARWATER, FL

Past

October 13, 2022 - March 3, 2025

MORGAN STANLEY

RIA

CRD#: 149777

Tampa, FL

Past

October 11, 2022 - March 3, 2025

MORGAN STANLEY

CRD#: 149777

Tampa, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE HOLLAND GROUP, RETIREMENT WEALTH ADVISORS, LLC

THE HOLLAND GROUP INCOME TAX AND FINANCIAL STRATEGIES INC. | THE HOLLAND GROUP, RETIREMENT WEALTH ADVISORS, LLC

CRD#: 326421 / SEC#: 801-128805

RIA

Registered Investment Advisory firm - (10/24/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(5/8/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/2/2022

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 10/11/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 8/21/2021

Securities Industry Essentials Examination

Current Firm

THE HOLLAND GROUP, RETIREMENT WEALTH ADVISORS, LLC

THE HOLLAND GROUP INCOME TAX AND FINANCIAL STRATEGIES INC. | THE HOLLAND GROUP, RETIREMENT WEALTH ADVISORS, LLC

CRD#: 326421 / SEC#: 801-128805

RIA

Registered Investment Advisory firm - (10/24/2023 Approved)

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Contact information

Main Address

2637 Mc Cormick Drive Suite 101, Clearwater, FL 33759

Mailing Address

Phone number

(727) 734-3334

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP PROGRAM BROCHURE (3/23/2025)

FORM ADV PART 2A (3/23/2025)

Regulatory assets under management

Total Number of Accounts	1,628
AUM (Assets Under Management)	$ 215,212,800

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joseph P. Penhallow

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Paul Penhallow's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE HOLLAND GROUP, RETIREMENT WEALTH ADVISORS, LLC

MORGAN STANLEY

MORGAN STANLEY

Primary Firm SEC Registration

THE HOLLAND GROUP, RETIREMENT WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/2/2022

Series 7TO

Date: 10/11/2022

SIE

Date: 8/21/2021

Current Firm

THE HOLLAND GROUP, RETIREMENT WEALTH ADVISORS, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE HOLLAND GROUP, RETIREMENT WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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