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MJ

Matthew B. Johns

NET EQUITY CAPITAL
Richmond, TX
Some features on this profile are disabled
CRD#: 7601289
MJ

Professional summary

Matthew Bartley Johns is a registered financial advisor currently at NET EQUITY CAPITAL located in Richmond, Texas and FINALIS SECURITIES LLC located in New York, New York.

Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Matthew has worked at 4 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Bartley Johns's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 20, 2024 - Present

NET EQUITY CAPITAL

RIA
CRD#: 315303
Richmond, TX
Current

January 5, 2024 - Present

FINALIS SECURITIES LLC

Office #1: 450 Lexington Ave., New York, NY 10017
BD
CRD#: 305908
New York, NY
Past

April 21, 2023 - January 4, 2024

STONEHAVEN, LLC

BD
CRD#: 118913
NEW YORK, NY
Past

July 28, 2022 - October 4, 2022

GCI INVESTORS

RIA
CRD#: 115696
HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Illinois
(12/5/2024)
RR
Ohio
(4/11/2025)
RR
Puerto Rico
(7/2/2025)
RR
Texas
(1/5/2024)
IAR
Texas
(9/20/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 5/7/2023
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 2/28/2022
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 4/20/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 5/20/2022
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

NE
NET EQUITY CAPITAL
NET EQUITY CAPITAL | NET EQUITY CAPITAL, LLC

CRD#: 315303 / SEC#:

Texas
Registered Investment Advisory firm - (1/3/2022 Approved)
PREMIUM
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Contact information

Main Address
1401 Lavaca St #834, Austin, TX 78701
Mailing Address
Phone number
(512) 354-1563
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NET EQUITY CAPITAL

CRD#: 315303Richmond, TX

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