Matthew B. Johns
Professional summary
Matthew Bartley Johns is a registered financial advisor currently at NET EQUITY CAPITAL located in Richmond, Texas and FINALIS SECURITIES LLC located in New York, New York.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Matthew has worked at 4 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Bartley Johns's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 20, 2024 - Present
NET EQUITY CAPITAL
January 5, 2024 - Present
FINALIS SECURITIES LLC
Office #1: 228 Park Ave South Suite 85550, New York, NY 10003April 21, 2023 - January 4, 2024
STONEHAVEN, LLC
July 28, 2022 - October 4, 2022
GCI INVESTORS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/5/2024)
(4/11/2025)
(7/2/2025)
(1/5/2024)
(9/20/2024)
Exams
Series 7TO
Date: 4/20/2023
General Securities Representative ExaminationFINRA
Current Firm
NET EQUITY CAPITAL
CRD#: 315303 / SEC#:
Contact information
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