Matthew B. Johns

NET EQUITY CAPITAL

Richmond, TX

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CRD#: 7601289

Professional summary

Matthew Bartley Johns is a registered financial advisor currently at NET EQUITY CAPITAL located in Richmond, Texas and FINALIS SECURITIES LLC located in San Juan Capistrano, California.

Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Matthew has worked at 4 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Bartley Johns's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 20, 2024 - Present

NET EQUITY CAPITAL

RIA

CRD#: 315303

Richmond, TX

Current

January 5, 2024 - Present

FINALIS SECURITIES LLC

CRD#: 305908

SAN JUAN CAPISTRANO, CA

Past

April 21, 2023 - January 4, 2024

STONEHAVEN, LLC

CRD#: 118913

NEW YORK, NY

Past

July 28, 2022 - October 4, 2022

GCI INVESTORS

RIA

CRD#: 115696

HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(12/5/2024)

Ohio
(4/11/2025)

Puerto Rico
(7/2/2025)

Texas
(1/5/2024)

IAR

Texas
(9/20/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 5/7/2023

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 2/28/2022

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 4/20/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 5/20/2022

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

NET EQUITY CAPITAL

NET EQUITY CAPITAL | NET EQUITY CAPITAL, LLC

CRD#: 315303 / SEC#:

Texas

Registered Investment Advisory firm - (1/3/2022 Approved)

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Contact information

Main Address

1401 Lavaca St #834, Austin, TX 78701

Mailing Address

Phone number

(512) 354-1563

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Matthew B. Johns

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Bartley Johns's CRS (Customer Relationship Summary).

Certified licenses

Experience

NET EQUITY CAPITAL

FINALIS SECURITIES LLC

STONEHAVEN, LLC

GCI INVESTORS

State Registrations and Notice Filings

Exams

Series 63

Date: 5/7/2023

Series 65

Date: 2/28/2022

Series 7TO

Date: 4/20/2023

SIE

Date: 5/20/2022

FINRA

Current Firm

NET EQUITY CAPITAL

Contact information

Documents

Red Flags

Company Information

NET EQUITY CAPITAL

TRUST BUT VERIFY

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