Jon A. Matlock

AMERICAN FINANCIAL PLANNING

Roanoke, VA 24016

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CRD#: 7600743

Professional summary

Jon Andrew Matlock is a registered financial advisor currently at AMERICAN FINANCIAL PLANNING, INC. located in Roanoke, Virginia.

Jon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Jon has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jon Andrew Matlock's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 27, 2024 - Present

AMERICAN FINANCIAL PLANNING, INC.

Office #1: 541 Luck Avenue Sw Suite 304, Roanoke, VA 24016

RIA

CRD#: 142588

Roanoke, VA

Past

January 4, 2024 - September 11, 2024

BEACON WEALTH CONSULTANTS, INC.

RIA

CRD#: 154939

ROANOKE, VA

Past

July 20, 2022 - February 8, 2024

AMERICAN FINANCIAL PLANNING, INC.

RIA

CRD#: 142588

ROANOKE, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(9/27/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/12/2022

Uniform Investment Adviser Law Examination

Current Firm

AMERICAN FINANCIAL PLANNING, INC.

CRD#: 142588 / SEC#:

Virginia

Registered Investment Advisory firm - (1/3/2007 Approved)

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Contact information

Main Address

541 Luck Avenue Sw Suite 304, Roanoke, VA 24016

Mailing Address

Phone number

(540) 904-1670

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	165
AUM (Assets Under Management)	$ 20,306,558

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Jon A. Matlock

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jon Andrew Matlock's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERICAN FINANCIAL PLANNING, INC.

BEACON WEALTH CONSULTANTS, INC.

AMERICAN FINANCIAL PLANNING, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/12/2022

Current Firm

AMERICAN FINANCIAL PLANNING, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

AMERICAN FINANCIAL PLANNING, INC.

TRUST BUT VERIFY

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