Maahin Gulati
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Maahin Gulati was a registered financial professional .
Maahin is a previously registered financial professional and started their career in finance in 2022. Maahin had worked at 4 firms and has passed the Series 63, Series 82TO, Series 79TO and SIE exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 1, 2025 - June 11, 2026
BFY SECURITIES, LLC
August 6, 2024 - August 22, 2025
CASCADIA CAPITAL, LLC
March 8, 2024 - July 2, 2024
TD SECURITIES (USA) LLC
August 13, 2022 - April 11, 2024
COWEN AND COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 82TO
Date: 5/4/2026
Limited Representative-Private Securities OfferingsSeries 79TO
Date: 8/13/2022
Investment Banking Registered Representative ExaminationCurrent Firm
BFY SECURITIES, LLC
CRD#: 187514 / SEC#: , 8-69610
Contact information
FINRA licenses (8 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
