CB
Chandler N. Batts
KESTRA ADVISORY SERVICES
TYLER, TX 75701
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CRD#: 7599220
CB
Professional summary
Chandler Neil Batts is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Tyler, Texas and KESTRA INVESTMENT SERVICES, LLC located in Tyler, Texas.
Chandler is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2025. Chandler has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 07/14/2022 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: BRIGHT PATH HR POSITION: Talent Acquisition Consultant NATURE: Consulting INVESTMENT RELATED: No # OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 09/06/2024 ADDRESS: 11791 Acadia Drive, Tyler TX 75703, United States DESCRIPTION: I work as a contracted consultant, as a recruiter for this business and its clients. I write and post job ads, contact and conduct interviews with candidates, and help to coordinate the entire hiring process for clients of this firm. My work with them is in no way related to any securities or investments of any kind. Name: ROSEMAN WEALTH ADVISORS POSITION: Associate NATURE: Registered Field Assistant INVESTMENT RELATED: Yes NUMBER# OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 07/18/2022 ADDRESS: 3300 S Broadway Ave, Suite 102, Tyler TX 75701, United States DESCRIPTION: Assist the Lead Advisors with financial planning and client relationships.
CRS (Client Relationship Summary) - RIA
Click below to view Chandler Neil Batts's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 6, 2025 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 3300 S Broadway Ave Suite 102, Tyler, TX 75701RIA
CRD#: 283330
TYLER, TX
Current
August 25, 2025 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 3300 S Broadway Ave Suite 102, Tyler, TX 75701BD
CRD#: 42046
Tyler, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Texas(10/6/2025)
IAR
Texas(10/6/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/25/2025
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
