Sophia A. Digesualdo

ENCLAVE ADVISORS

Austin, TX 78746

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CRD#: 7597797

Professional summary

Sophia Atiana Digesualdo, who also goes by Sophia Digesualdo, is a registered financial advisor currently at ENCLAVE ADVISORS, LLC located in Austin, Texas.

Sophia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Sophia has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sophia Digesualdo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sophia Atiana Digesualdo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 1, 2025 - Present

ENCLAVE ADVISORS, LLC

Office #1: 3600 N. Capital Of Texas Hwy. Bldg B, Suite 180, Austin, TX 78746

RIA

CRD#: 165205

Austin, TX

Past

October 3, 2022 - December 11, 2024

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

Dallas, TX

Past

August 17, 2022 - December 11, 2024

J.P. MORGAN SECURITIES LLC

CRD#: 79

Dallas, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ENCLAVE ADVISORS, LLC

ENCLAVE ADVISORS, LLC | WATERMARK CAPITAL ADVISORS, LLC

CRD#: 165205 / SEC#: 801-77040

RIA

Registered Investment Advisory firm - (8/29/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(4/1/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/3/2022

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 8/17/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 6/23/2022

Securities Industry Essentials Examination

Current Firm

ENCLAVE ADVISORS, LLC

ENCLAVE ADVISORS, LLC | WATERMARK CAPITAL ADVISORS, LLC

CRD#: 165205 / SEC#: 801-77040

RIA

Registered Investment Advisory firm - (8/29/2012 Approved)

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Contact information

Main Address

3600 N. Capital Of Texas Hwy. Bldg B, Suite 180, Austin, TX 78746

Mailing Address

Phone number

(512) 527-3105

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ENCLAVE ADVISORS LLC FORM ADV PART 2A AND 2B (10/16/2025)

ENCLAVE ADVISORS LLC FORM ADV PART 2A (10/16/2025)

Regulatory assets under management

Total Number of Accounts	382
AUM (Assets Under Management)	$ 983,057,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Sophia A. Digesualdo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sophia Atiana Digesualdo's CRS (Customer Relationship Summary).

Certified licenses

Experience

ENCLAVE ADVISORS, LLC

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

Primary Firm SEC Registration

ENCLAVE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/3/2022

Series 7TO

Date: 8/17/2022

SIE

Date: 6/23/2022

Current Firm

ENCLAVE ADVISORS, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ENCLAVE ADVISORS, LLC

TRUST BUT VERIFY

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