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MS

Maxwell P. Seckler

VISTA EQUITY PARTNERS CAPITAL MARKETS
New York, NY 10001
Some features on this profile are disabled
CRD#: 7597606
MS

Professional summary

Maxwell Peluso Seckler is a registered financial professional currently at VISTA EQUITY PARTNERS CAPITAL MARKETS, LLC located in New York, New York.

Maxwell is registered as a RR (Registered Representative) and started their career in finance in 2022. Maxwell has worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Maxwell Peluso Seckler's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 27, 2025 - Present

VISTA EQUITY PARTNERS CAPITAL MARKETS, LLC

Office #1: 50 Hudson Yards Floor 77, New York, NY 10001
BD
CRD#: 332887
New York, NY
Past

August 13, 2022 - July 16, 2024

TCG CAPITAL MARKETS L.L.C.

BD
CRD#: 291767
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(8/27/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 9/16/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 8/13/2022
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 7/9/2022
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

VE
VISTA EQUITY PARTNERS CAPITAL MARKETS, LLC
VISTA EQUITY PARTNERS CAPITAL MARKETS, LLC

CRD#: 332887 / SEC#: , 8-71280

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
50 Hudson Yards Floor 77, New York, NY 10001
Mailing Address
50 Hudson Yards Floor 77, New York, NY 10001
Phone number
(212) 804-9100
Established
Delaware since 08/05/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
VISTA EQUITY PARTNERS MANAGEMENT, LLCSOLE MEMBER156973
KRIEWALD, JESSICAFINANCIAL AND OPERATIONS PRINCIPAL7052634
MACNEILL, ASHLEY MCO-CHIEF EXECUTIVE OFFICER5778003
ROOMINA, YASAMIN TARACHIEF COMPLIANCE OFFICER6398919
SOFIELD, KEVIN JOSEPHCO-CHIEF EXECUTIVE OFFICER4004331

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VISTA EQUITY PARTNERS CAPITAL MARKETS, LLC

CRD#: 332887New York, NY 10001

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