ST
Seth Thompson
FORWARD FINANCIAL PLANNING LLC
DENVER, CO 80203
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CRD#: 7596151
ST
Professional summary
Seth Thompson, CFP® is a registered financial advisor currently at FORWARD FINANCIAL PLANNING LLC located in Denver, Colorado.
Seth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Seth has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Seth Thompson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2021
Experience
Current
October 18, 2022 - Present
FORWARD FINANCIAL PLANNING LLC
Office #1: 1500 N Grant St Ste R, Denver, CO 80203RIA
CRD#: 322647
DENVER, CO
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Colorado(10/18/2022)
Exams
Current Firm
FF
FORWARD FINANCIAL PLANNING LLC
FORWARD FINANCIAL PLANNING LLC
CRD#: 322647 / SEC#:
Colorado
Registered Investment Advisory firm - (10/18/2022 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1500 N Grant St Ste R, Denver, CO 80203
Mailing Address
Phone number
(720) 734-9818
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 4 |
| AUM (Assets Under Management) | $ 1,186,579 |
Red Flags
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