Harrison C. Obrien
Professional summary
Harrison Clark Obrien, who also goes by Harrison Clark O'brien, Harrison Clark Obrien, Harrison Obrien, is a registered financial advisor currently at OSAIC WEALTH, INC. located in Greenville, South Carolina.
Harrison is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Harrison has worked at 3 firms and has passed the Series 63, Series 65, Series 7TO, Series 99TO and SIE exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Harrison Clark Obrien's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Harrison Clark Obrien's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 17, 2026 - Present
OSAIC WEALTH, INC.
Office #1: 605 North Main St., Greenville, SC 29601July 17, 2026 - Present
OSAIC WEALTH, INC.
Office #1: 605 North Main St., Greenville, SC 29601May 8, 2024 - July 10, 2026
AMERIPRISE FINANCIAL SERVICES, LLC
May 8, 2024 - July 10, 2026
AMERIPRISE FINANCIAL SERVICES, LLC
October 30, 2023 - May 13, 2024
TD PRIVATE CLIENT WEALTH LLC
August 8, 2022 - May 13, 2024
TD PRIVATE CLIENT WEALTH LLC
Primary Firm SEC Registration
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/17/2026)
(7/17/2026)
Exams
Series 7TO
Date: 8/19/2024
General Securities Representative ExaminationSeries 99TO
Date: 10/30/2023
Operations Professional ExaminationFINRA
Current Firm
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OSAIC, INC. | SHAREHOLDER | |
| CORNICK, GREGORY ALLEN | CEO, PRESIDENT, DIRECTOR | 3132991 |
| FORD, ERINN JUNE | DIRECTOR | 2176816 |
| MIHAL, SHAWN MICHAEL | SVP, CHIEF COMPLIANCE OFFICER | 3262384 |
| MITCHELL, CHRISTOPHER MILLS | CORPORATE TREASURER, FINANCIAL PRINCIPAL | 2420144 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR | 2627931 |
Regulatory assets under management
| Total Number of Accounts | 797,559 |
| AUM (Assets Under Management) | $ 200,266,275,275 |
Disclosures
| Regulatory Event | 50 |
| Arbitration | 31 |
| Bond | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/14/2025 | ||
| 12/18/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
OSAIC WEALTH, INC.
CRD#: 23131Greenville, SC 29601TRUST BUT VERIFY
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