Harrison C. Obrien

NORRIS FINANCIAL GROUP

GREENVILLE, SC 29601

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CRD#: 7595881

Professional summary

Harrison Clark Obrien, who also goes by Harrison Clark O'brien, Harrison Clark Obrien, Harrison Obrien, is a registered financial advisor currently at NORRIS FINANCIAL GROUP, LLC located in Greenville, South Carolina and OSAIC WEALTH, INC. located in Greenville, South Carolina.

Harrison is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Harrison has worked at 4 firms and has passed the Series 63, Series 65, Series 7TO, Series 99TO and SIE exams.

Aliases

Harrison Clark O'brien | Harrison Clark Obrien | Harrison Obrien

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

OSAIC WEALTH, INC; Yes- investment relates; Greenville, SC; Registered Rep; 07/2026

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Harrison Clark Obrien's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 27, 2026 - Present

NORRIS FINANCIAL GROUP, LLC

Office #1: 605 N. Main Street, Greenville, SC 29601

RIA

CRD#: 129422

GREENVILLE, SC

Current

July 17, 2026 - Present

OSAIC WEALTH, INC.

Office #1: 605 North Main St., Greenville, SC 29601

RIA

CRD#: 23131

GREENVILLE, SC

Past

July 17, 2026 - July 28, 2026

OSAIC WEALTH, INC.

RIA

CRD#: 23131

SCOTTSDALE, AZ

Past

May 8, 2024 - July 10, 2026

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

Greenville, SC

Past

May 8, 2024 - July 10, 2026

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Greenville, SC

Past

October 30, 2023 - May 13, 2024

TD PRIVATE CLIENT WEALTH LLC

CRD#: 164484

Greenville, SC

Past

August 8, 2022 - May 13, 2024

TD PRIVATE CLIENT WEALTH LLC

RIA

CRD#: 164484

Greenville, SC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NORRIS FINANCIAL GROUP, LLC

CRD#: 129422 / SEC#: 801-112958

RIA

Registered Investment Advisory firm - (4/25/2018 Approved)

Louisiana

Registered Investment Advisory firm - (12/31/2018 Terminated)

Ohio

Registered Investment Advisory firm - (1/1/2019 Terminated)

South Carolina

Registered Investment Advisory firm - (12/31/2018 Terminated)

Texas

Registered Investment Advisory firm - (5/8/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

South Carolina
(7/17/2026)

IAR

South Carolina
(7/27/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 6/18/2025

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 8/8/2022

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 8/19/2024

General Securities Representative Examination

General Industry/Product Exam

Series 99TO

Date: 10/30/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/6/2023

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

NORRIS FINANCIAL GROUP, LLC

CRD#: 129422 / SEC#: 801-112958

RIA

Registered Investment Advisory firm - (4/25/2018 Approved)

Louisiana

Registered Investment Advisory firm - (12/31/2018 Terminated)

Ohio

Registered Investment Advisory firm - (1/1/2019 Terminated)

South Carolina

Registered Investment Advisory firm - (12/31/2018 Terminated)

Texas

Registered Investment Advisory firm - (5/8/2007 Terminated)

PREMIUM

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Contact information

Main Address

605 N. Main Street, Greenville, SC 29601

Mailing Address

Phone number

(864) 235-6408

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NORRIS FINANCIAL GROUP (3/24/2025)

Regulatory assets under management

Total Number of Accounts	879
AUM (Assets Under Management)	$ 251,609,978

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Harrison C. Obrien

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Harrison Clark Obrien's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

TD PRIVATE CLIENT WEALTH LLC

TD PRIVATE CLIENT WEALTH LLC

Primary Firm SEC Registration

NORRIS FINANCIAL GROUP, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/18/2025

Series 65

Date: 8/8/2022

Series 7TO

Date: 8/19/2024

Series 99TO

Date: 10/30/2023

SIE

Date: 10/6/2023

FINRA

Current Firm

NORRIS FINANCIAL GROUP, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NORRIS FINANCIAL GROUP, LLC

TRUST BUT VERIFY

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