TM
Tucker A. Macmillan
ALLSPRING FUNDS MANAGEMENT
Charlotte, NC
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CRD#: 7595850
TM
Professional summary
Tucker Alston Macmillan, who also goes by Tucker Macmillan, is a registered financial advisor currently at ALLSPRING FUNDS MANAGEMENT, LLC located in Charlotte, North Carolina and ALLSPRING FUNDS DISTRIBUTOR, LLC located in Charlotte, North Carolina.
Tucker is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Tucker has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tucker Macmillan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Horizon Investments LLC; Investment Related; Charlotte, NC; Investment Management; Advisory Specialist; 6/22 Start Date; 160 hours per month
CRS (Client Relationship Summary) - RIA
Click below to view Tucker Alston Macmillan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 16, 2025 - Present
ALLSPRING FUNDS MANAGEMENT, LLC
Office #2: 1415 Vantage Park Drive 3rd Floor, Charlotte, NC 28203Office #3: 330 Madison Avenue, New York, NY 10017RIA
CRD#: 110841
Charlotte, NC
Current
October 16, 2025 - Present
ALLSPRING FUNDS DISTRIBUTOR, LLC
Office #1: 1415 Vantage Park Drive, Charlotte, NC 28203BD
CRD#: 133366
Charlotte, NC
Past
December 15, 2022 - October 8, 2025
HORIZON INVESTMENTS LLC
RIA
CRD#: 109552
CHARLOTTE, NC
Past
July 26, 2022 - October 9, 2025
QUASAR DISTRIBUTORS, LLC
BD
CRD#: 103848
Charlotte, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ALLSPRING FUNDS MANAGEMENT, LLC
ALLSPRING FUNDS MANAGEMENT, LLC | WELLS FARGO FUNDS MANAGEMENT, LLC
CRD#: 110841 / SEC#: 801-58237
RIA
Registered Investment Advisory firm - (12/22/2000 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/16/2025)
RR
Alaska(10/16/2025)
RR
Arizona(10/16/2025)
RR
Arkansas(10/16/2025)
RR
California(10/16/2025)
RR
Colorado(10/16/2025)
RR
Connecticut(10/16/2025)
RR
Delaware(10/16/2025)
RR
District of Columbia(10/16/2025)
RR
Florida(10/16/2025)
RR
Georgia(10/16/2025)
RR
Hawaii(10/16/2025)
RR
Idaho(10/16/2025)
RR
Illinois(10/16/2025)
RR
Indiana(10/16/2025)
RR
Iowa(10/16/2025)
RR
Kansas(10/16/2025)
RR
Kentucky(10/16/2025)
RR
Louisiana(10/16/2025)
RR
Maine(10/16/2025)
RR
Maryland(10/16/2025)
RR
Massachusetts(10/16/2025)
RR
Michigan(10/16/2025)
RR
Minnesota(10/16/2025)
RR
Mississippi(10/16/2025)
RR
Missouri(10/16/2025)
RR
Montana(10/16/2025)
RR
Nebraska(10/16/2025)
RR
Nevada(10/16/2025)
RR
New Hampshire(10/16/2025)
RR
New Jersey(10/16/2025)
RR
New Mexico(10/16/2025)
RR
New York(10/16/2025)
RR
North Carolina(10/16/2025)
IAR
North Carolina(10/16/2025)
RR
North Dakota(10/16/2025)
RR
Ohio(10/17/2025)
RR
Oklahoma(10/16/2025)
RR
Oregon(10/16/2025)
RR
Pennsylvania(10/16/2025)
RR
Puerto Rico(10/16/2025)
RR
Rhode Island(10/16/2025)
RR
South Carolina(10/16/2025)
RR
South Dakota(10/16/2025)
RR
Tennessee(10/16/2025)
RR
Texas(10/16/2025)
RR
Utah(10/16/2025)
RR
Vermont(10/16/2025)
RR
Virgin Islands(10/16/2025)
RR
Virginia(10/16/2025)
RR
Washington(10/16/2025)
RR
West Virginia(10/16/2025)
RR
Wisconsin(10/16/2025)
RR
Wyoming(10/16/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 4/25/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 6TO
Date: 7/26/2022
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AF
ALLSPRING FUNDS MANAGEMENT, LLC
ALLSPRING FUNDS MANAGEMENT, LLC | WELLS FARGO FUNDS MANAGEMENT, LLC
CRD#: 110841 / SEC#: 801-58237
RIA
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Contact information
Main Address
1415 Vantage Park Drive 3rd Floor, Charlotte, NC 28203
Mailing Address
Phone number
(833) 568-4255
Established
Firm type
Fiscal year end
# of Employees
519
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 12,065 |
| AUM (Assets Under Management) | $ 318,037,012,784 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
