AK
Andrew Kalenberg
THE FINANCIAL PLANNING CO.
Hutchinson, MN
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CRD#: 7594438
AK
Professional summary
Andrew Kalenberg is a registered financial advisor currently at THE FINANCIAL PLANNING CO. located in Hutchinson, Minnesota.
Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Andrew has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Controller of Central Counties Cooperative
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Kalenberg's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 15, 2022 - Present
THE FINANCIAL PLANNING CO.
RIA
CRD#: 283246
Hutchinson, MN
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Minnesota(7/15/2022)
Current Firm
THE FINANCIAL PLANNING CO.
DEBOER FINANCIAL | THINKING WEALTH | THE FINANCIAL PLANNING COMPANY OF MINNESTOA | THE FINANCIAL PLANNING COMPANY OF MINNESOTA | THE FINANCIAL PLANNING CO.
CRD#: 283246 / SEC#:
Minnesota
Registered Investment Advisory firm - (4/4/2016 Approved)North Carolina
Registered Investment Advisory firm - (2/2/2023 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Waconia, MN
Mailing Address
Phone number
(763) 221-3447
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 262 |
| AUM (Assets Under Management) | $ 21,666,000 |
Exempt reporting advisers
Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| California | ERA - Withdrawn | 12/12/2023 |
| Florida | ERA - Withdrawn | 12/12/2023 |
| Illinois | ERA - Withdrawn | 1/26/2023 |
| Michigan | ERA - Withdrawn | 12/12/2023 |
| New Jersey | ERA - Withdrawn | 12/12/2023 |
| New York | ERA - Withdrawn | 1/26/2023 |
| South Dakota | ERA - Withdrawn | 4/4/2018 |
| Texas | ERA - Withdrawn | 12/12/2023 |
| Virginia | ERA - Withdrawn | 12/12/2023 |
| Washington | ERA - Withdrawn | 12/12/2023 |
| Wisconsin | ERA - Withdrawn | 12/12/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
