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AH

Andrew N. Hui

SOLOMON PARTNERS SECURITIES
NEW YORK, NY 10020
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CRD#: 7594229
AH

Professional summary


Andrew Ning Hui, who also goes by Andrew Hui, Andy Hui, is a registered financial professional currently at SOLOMON PARTNERS SECURITIES, LLC located in New York, New York.

Andrew is registered as a RR (Registered Representative) and started their career in finance in 2022. Andrew has worked at 2 firms and has passed the Series 63, Series 79TO and SIE exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Andrew Hui | Andy Hui

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Andrew Ning Hui's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 2, 2024 - Present

SOLOMON PARTNERS SECURITIES, LLC

Office #1: 1251 Avenue Of Americas 32nd Floor, New York, NY 10020
BD
CRD#: 28041
NEW YORK, NY
Past

July 29, 2022 - September 19, 2024

RUBICON CAPITAL ADVISORS

BD
CRD#: 283566
DUBLIN 4,

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(6/10/2025)

Exams


State Security Law Exam
RR
Series 63
Date: 6/10/2025
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 7/29/2022
Investment Banking Registered Representative Examination
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


SP
SOLOMON PARTNERS SECURITIES, LLC
PETER J. SOLOMON SECURITIES COMPANY LIMITED | SOLOMON PARTNERS SECURITIES, LLC | PJ SOLOMON SECURITIES, LLC | PETER J. SOLOMON SECURITIES COMPANY, LLC

CRD#: 28041 / SEC#: , 8-43369

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
1251 Avenue Of Americas 32nd Floor, New York, NY 10020
Mailing Address
1251 Avenue Of Americas 32nd Floor, New York, NY 10020
Phone number
(212) 508-1600
Established
Delaware since 09/27/2006
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (34 States and Territories)


Documents


Direct owners and executive officers


NamePositionCRD#
SOLOMON PARTNERS, L.P.MEMBER
BARONOFF, KENNETH DAVIDVICE CHAIRMAN2215563
COOPER, MARC SETHCHIEF EXECUTIVE OFFICER1338324
HENDERSON, STUART ROBERTFINOP1121476
MACK, CATHLEEN COLECHIEF COMPLIANCE OFFICER3171923
SOLOMON, PETER JAYCHAIRMAN430399

Disclosures


Regulatory Event1

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SOLOMON PARTNERS SECURITIES, LLC

CRD#: 28041New York, NY 10020

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