Claire H. Balentine

LEGACY KNIGHT MFO

DALLAS, TX 75201

CRD#: 7593988

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Professional summary

Claire Hannah Balentine, who also goes by Claire H Balentine, Claire Balentine, is a registered financial advisor currently at LEGACY KNIGHT MFO, LLC located in Dallas, Texas.

Claire is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Claire has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Claire H Balentine | Claire Balentine

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Claire Hannah Balentine's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 26, 2026 - Present

LEGACY KNIGHT MFO, LLC

Office #1: 3001 Maple Avenue Suite 350, Dallas, TX 75201

RIA

CRD#: 305927

DALLAS, TX

Past

June 30, 2025 - February 20, 2026

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

CRD#: 102920

New York, NY

Past

August 29, 2022 - April 25, 2025

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

Dallas, TX

Past

August 19, 2022 - April 25, 2025

J.P. MORGAN SECURITIES LLC

CRD#: 79

Dallas, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LEGACY KNIGHT MFO, LLC

CRD#: 305927 / SEC#: 801-121664

RIA

Registered Investment Advisory firm - (6/30/2021 Approved)

Texas

Registered Investment Advisory firm - (9/9/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(3/26/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/29/2022

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 8/19/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 5/12/2022

Securities Industry Essentials Examination

Current Firm

LEGACY KNIGHT MFO, LLC

CRD#: 305927 / SEC#: 801-121664

RIA

Registered Investment Advisory firm - (6/30/2021 Approved)

Texas

Registered Investment Advisory firm - (9/9/2021 Terminated)

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Contact information

Main Address

3001 Maple Avenue Suite 350, Dallas, TX 75201

Mailing Address

3001 Maple Avenue Suite 350, Dallas, TX 75201

Phone number

(945) 536-5580

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LEG ADV PART 2A (8/5/2025)

Regulatory assets under management

Total Number of Accounts	55
AUM (Assets Under Management)	$ 2,198,139,124

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Claire H. Balentine

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Claire Hannah Balentine's CRS (Customer Relationship Summary).

Certified licenses

Experience

LEGACY KNIGHT MFO, LLC

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

Primary Firm SEC Registration

LEGACY KNIGHT MFO, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/29/2022

Series 7TO

Date: 8/19/2022

SIE

Date: 5/12/2022

Current Firm

LEGACY KNIGHT MFO, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LEGACY KNIGHT MFO, LLC

TRUST BUT VERIFY

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