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JG

Joshua Garrett

CADENT CAPITAL ADVISORS
Tulsa, OK 74137
Some features on this profile are disabled
CRD#: 7593790
JG

Professional summary

Joshua Garrett, who also goes by Joshua Steven Garrett, Joshua Garrett, is a registered financial advisor currently at CADENT CAPITAL ADVISORS, LLC located in Tulsa, Oklahoma.

Joshua is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Joshua has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Joshua Steven Garrett | Joshua Garrett

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Garrett's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 1, 2025 - Present

CADENT CAPITAL ADVISORS, LLC

Office #1: 4525 East 91st Street, Tulsa, OK 74137
RIA
CRD#: 169704
Tulsa, OK
Past

November 15, 2022 - October 2, 2025

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
Tulsa, OK
Past

August 24, 2022 - October 2, 2025

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
Tulsa, OK

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CC
CADENT CAPITAL ADVISORS, LLC
CADENCE CAPITAL MANAGEMENT, LLC | MOOBERRY, PHILIP A. | CADENT CAPITAL ADVISORS, LLC

CRD#: 169704 / SEC#: 801-78860

RIA
Registered Investment Advisory firm - (12/2/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Oklahoma
(12/1/2025)
IAR
Texas
(12/1/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/15/2022
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 8/23/2022
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 7/11/2022
Securities Industry Essentials Examination

Current Firm

CC
CADENT CAPITAL ADVISORS, LLC
CADENCE CAPITAL MANAGEMENT, LLC | MOOBERRY, PHILIP A. | CADENT CAPITAL ADVISORS, LLC

CRD#: 169704 / SEC#: 801-78860

RIA
Registered Investment Advisory firm - (12/2/2013 Approved)
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Contact information

Main Address
4525 East 91st Street, Tulsa, OK 74137
Mailing Address
Phone number
(918) 935-3450
Established
Firm type
Fiscal year end
# of Employees
15

SEC notice filing (10 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CADENT CAPITAL MANAGEMENT, LLC (7/7/2025)

Regulatory assets under management

Total Number of Accounts1,315
AUM (Assets Under Management)$ 651,008,144

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CADENT CAPITAL ADVISORS, LLC

CRD#: 169704Tulsa, OK 74137

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