Stuart Q. Nguyen
Professional summary
Stuart Quang Duy Nguyen, who also goes by Stuart Nguyen, is a registered financial professional currently at BELZBERG CAPITAL located in Soquel, California and GOODGAME ADVISORS LLC located in Soquel, California.
Stuart is registered as a RR (Registered Representative) and started their career in finance in 2022. Stuart has worked at 3 firms and has passed the Series 79TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stuart Quang Duy Nguyen's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 22, 2024 - Present
BELZBERG CAPITAL
Office #1: 4701 Soquel Drive, Soquel, CA 95073October 7, 2025 - Present
GOODGAME ADVISORS LLC
Office #1: 4701 Soquel Drive, Soquel, CA 95073August 9, 2022 - July 15, 2024
LIONTREE ADVISORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 8/8/2022
Investment Banking Registered Representative ExaminationFINRA
Current Firm
GOODGAME ADVISORS LLC
CRD#: 333155 / SEC#: , 8-71299
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
GOODGAME ADVISORS LLC
CRD#: 333155Soquel, CA 95073TRUST BUT VERIFY
Monitor Stuart Nguyen
Get automatic monthly alerts on: