Scott James Duff
Professional Summary
Scott James Duff is a registered financial advisor currently at CURVATURE SECURITIES LLC located in Chatham, New Jersey. Scott is registered as a RR (Registered Representative) and started their career in finance in 2023. Scott has worked at 6 firms and has passed the Series 57TO, Series 7TO, Series 99TO, SIE and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Contact Information
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Disclosures on record.
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
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Years of Experience
3 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
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Current Firm
CURVATURE SECURITIES LLC
Contact Information
Main Address
39 Main Street, Chatham, NJ 07928Mailing Address
39 Main Street, Chatham, NJ 07928Phone Number
(908) 304-9200Established
Delaware since 09/14/2013Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
1Similar Advisors
SUMMIT PLACE FINANCIAL ADVISORS, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
LPL FINANCIAL LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
SUMMIT PLACE FINANCIAL ADVISORS, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Scott James Duff's CRS (Customer Relationship Summary).
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