Ravindra Koka

STOCK SNIPS

PITTSBURGH, PA 15212

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CRD#: 7591053

Professional summary

Ravindra Koka is a registered financial advisor currently at STOCK SNIPS, INC. located in Pittsburgh, Pennsylvania.

Ravindra is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Ravindra has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ravindra Koka's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 28, 2022 - Present

STOCK SNIPS, INC.

Office #1: 800 Vinial Street B404, Pittsburgh, PA 15212

RIA

CRD#: 322544

PITTSBURGH, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STOCK SNIPS, INC.

CRD#: 322544 / SEC#: 801-129682

RIA

Registered Investment Advisory firm - (3/14/2024 Approved)

Pennsylvania

Registered Investment Advisory firm - (3/26/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(11/28/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/8/2022

Uniform Investment Adviser Law Examination

Current Firm

STOCK SNIPS, INC.

CRD#: 322544 / SEC#: 801-129682

RIA

Registered Investment Advisory firm - (3/14/2024 Approved)

Pennsylvania

Registered Investment Advisory firm - (3/26/2025 Terminated)

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Contact information

Main Address

800 Vinial Street B404, Pittsburgh, PA 15212

Mailing Address

Phone number

(412) 841-8467

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

STOCK SNIPS DISCLOSURE BROCHURE (3/28/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Ravindra Koka

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ravindra Koka's CRS (Customer Relationship Summary).

Certified licenses

Experience

STOCK SNIPS, INC.

Primary Firm SEC Registration

STOCK SNIPS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/8/2022

Current Firm

STOCK SNIPS, INC.

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

STOCK SNIPS, INC.

TRUST BUT VERIFY

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