Michele A. Di Carlo

FOREM INVESTMENTS LLC

Caracas,

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CRD#: 7590903

Professional summary

Michele Alessandro Di Carlo, who also goes by Michele Di Carlo, is a registered financial advisor currently at FOREM INVESTMENTS LLC .

Michele is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Michele has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michele Di Carlo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Partner at Azzurra Management LLC. Real Estate Development 1600 S 1st Ave, AP7 903 Miami FL 33129 Partner/Owner Since Jan 2022 - 10 Houirs/Month Zero hours during trading hours Participate in Directors meetings/ occasional site visit

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michele Alessandro Di Carlo's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 14, 2022 - Present

FOREM INVESTMENTS LLC

RIA

CRD#: 169636

Caracas,

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(7/14/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/22/2022

Uniform Investment Adviser Law Examination

Current Firm

FOREM INVESTMENTS LLC

CRD#: 169636 / SEC#: 801-78817

RIA

Registered Investment Advisory firm - (10/28/2014 Terminated)

Florida

Registered Investment Advisory firm - (10/27/2014 Approved)

Texas

Registered Investment Advisory firm - (4/16/2014 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

4000 Ponce De Leon Blvd Suite 470, Coral Gables, FL 33146

Mailing Address

Phone number

(305) 462-4267

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	41
AUM (Assets Under Management)	$ 55,813,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michele A. Di Carlo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michele Alessandro Di Carlo's CRS (Customer Relationship Summary).

Certified licenses

Experience

FOREM INVESTMENTS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/22/2022

Current Firm

FOREM INVESTMENTS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FOREM INVESTMENTS LLC

TRUST BUT VERIFY

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